Full text of COGNITIVE CAPITAL, LLC's X-17A-5 filed 2024-02-12 (period 2023-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ Statement of Financial Condition December 31, 2023 Filed as PUBLIC Information pursuant to Rule 17a-5(d) Under the Securities Exchange Act of 1934 {1}------------------------------------------------ #### UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 OMB APPROVAL OMB Number: 3235-0123 Expires: Nov. 30, 2026 Estimated average burden hours per response: 12 sec file number 8-66442 ## ANNUAL REPORTS FORM X-17A-5 PART III | INDEPENDENT PUBLIC ACCOUNTANT whose reports are contained in this filing*<br>RSM US LLP<br>30 South Wacker Dr., Suite 3300 Chicago<br>(Address)<br>9/24/2003 | (Name - if individual, state last, first, and middle name) | (City) | #49 | (State) | 60606<br>(Zip Code) | | | |---------------------------------------------------------------------------------------------------------------------------------------------------------------|------------------------------------------------------------|--------------------------------|-----------------------------------------|-----------------|---------------------|--|--| | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | B. ACCOUNTANT IDENTIFICATION | | | | | | | (Name) | | (Area Code - Telephone Number) | | (Email Address) | | | | | Patrick Stack | | 312-431-0400 | | | pstack@cogcap.com | | | | PERSON TO CONTACT WITH REGARD TO THIS FILING | | | | | | | | | (City) | | (State) | | | (Zip Code) | | | | Chicago | | Illinois | | 60604 | | | | | | | (No. and Street) | | | | | | | 141 W. Jackson Blvd., Suite 1620 | | | | | | | | | ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use a P.O. box no.) | | | | | | | | | TYPE OF REGISTRANT (check all applicable boxes):<br>മ Broker-dealer<br>□ Check here if respondent is also an OTC derivatives dealer | | | ച Major security-based swap participant | | | | | | NAME OF FIRM: Cognitive Capital, LLC | | | | | | | | | | | A. REGISTRANT IDENTIFICATION | | | | | | | MM/DD/YY | | | | MM/DD/YY | | | | | filing for the period beginning 01/01/2023 | | | | 12/31/2023 | | | | | | | | | | | | | \* Claims for exemption from the requirement that the annual reports of an independent public accountant must be supported by a statement of facts and circumstances relied on as the basis of the exemption. See 17 CFR 240.17a-5(e)(1)(ii), if applicable. Persons who are to respond to the collection of information contained in this form are not required to respond unless the…Read the full text as markdown