Full text of COGNITIVE CAPITAL, LLC's X-17A-5 filed 2021-02-24 (period 2020-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ Statement of Financial Condition December 31, 2020 Filed as PUBLIC Information pursuant to Rule 17a-S(d) Under the Securities Exchange Act of 1934 {1}------------------------------------------------ # **UNITEDST ATES SECURITIESANDEXCHANGECOMMISSION Washington, D.C. 20549** | 0MB APPROVAL | | | |--------------------------------|---------------------|--| | 0MB Number: | 3235-0123 | | | Expires: | October 31, 2023 | | | Estimated average burden hours | | | | | per response 12.00 | | 8-66442 SEC FILE NUMBER # **ANNUAL AUDITED REPORT FORM X-17 A-5 PART Ill** | FACING PAGE | | |-------------|--| | | | **Information Required of Brokers and Dealers Pursuant to Section 17 of the Securities Exchange Act of 1934 and Rule 17a-5 Thereunder** | 01/01/20 | | 12/31/20 | | |-------------------------------------------------------------------|----------|--------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------|--| | | | ____<br>M- M-/D_D_/Y_ Y<br>_ | | | | | | | | NAME OF BROKER-DEALER: Cognitive Capital, LLC | | OFFICIAL USE ONLY | | | ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use P.O. Box No.) | | FIRM I.D. NO. | | | | | | | | (No. and Street) | | | | | | | 60604 | | | (State) | | (Zip Code) | | | | | 312.431.0400 | | | | | (Area Code - Telephone Number) | | | | | | | | | | | | | 30 South Wacker Dr., Suite 3300<br>Chicago | Illinois | 60606 | | | (City) | (State) | (Zip Code) | | | | | | | | | ----- | ----<br>AND ENDING<br>M-M-/D_D_/_Y_Y___<br>A. REGISTRANT IDENTIFICATION<br>Illinois<br>NAME AND TELEPHONE NUMBER OF PERSON TO CONTACT IN REGARD TO THIS REPORT<br>B. ACCOUNTANT IDENTIFICATION<br>INDEPENDENT PUBLIC ACCOUNTANT whose opinion is contained in this Report*<br>(Name - if individual, state last, first, middle name)<br>Accountant not resident in United States or any of its possessions.<br>FOR OFFICIAL USE ONLY | | *\*Claims fo r exemption from the requirement that the annual report be covered by the opinion of an independent public accountant must be supported by a statement of f acts and circumstances relied on as the basis f or the exemption. See Secti…Read the full text as markdown