Full text of COGNITIVE CAPITAL, LLC's X-17A-5 filed 2022-02-22 (period 2021-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ Statement of Financial Condition December 31, 2021 Filed as PUBLIC Information pursuant to Rule 17aͲ5(d) Under the Securities Exchange Act of 1934 {1}------------------------------------------------ # **UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549** OMB APPROVAL OMB Number: ϯϮϯϱͲϬϭϮϯ Expires: KĐƚ͘ϯϭ͕ϮϬϮϯ Estimated average burden hours per response: # **ANNUAL REPORTS FORM X-17A-5 PART III** SEC FILE NUMBER ϴͲϲϲϰϰϮ **FACING PAGE** **Information Required Pursuant to Rules 17a-5, 17a-12, and 18a-7 under the Securities Exchange Act of 1934** | FILING FOR THE PERIOD BEGINNING _____________________ AND ENDING ______________________ | ϬϭͬϬϭͬϮϭ | | ϭϮͬϯϭͬϮϭ | | | | |--------------------------------------------------------------------------------------------------------------------------------------------------------------------------------|------------------------------------------------------------|--------------------------------------------|--------------------------------------------|--|--|--| | | MM/DD/YY | | MM/DD/YY | | | | | | A. REGISTRANT IDENTIFICATION | | | | | | | ŽŐŶŝƚŝǀĞĂƉŝƚĂů͕>><br>NAME OF FIRM: _______________________________________________________________________ | | | | | | | | TYPE OF REGISTRANT (check all applicable boxes):<br>܆<br>܆<br>Broker-dealer<br>܆ Check here if respondent is also an OTC derivatives dealer | Security-based swap dealer | ܆<br>Major security-based swap participant | | | | | | ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use a P.O. box no.) | | | | | | | | ϭϰϭt͘:ĂĐŬƐŽŶůǀĚ͕͘^ƵŝƚĞϭϲϮϬ<br>_____________________________________________________________________________________ | | | | | | | | | (No. and Street) | | | | | | | ŚŝĐĂŐŽ<br>_____________________________________________________________________________________ | /ůůŝŶŽŝƐ | | ϲϬϲϬϰ | | | | | (City) | (State) | | (Zip Code) | | | | | PERSON TO CONTACT WITH REGARD TO THIS FILING | | | | | | | | WĂƚƌŝĐŬ ^ƚĂĐŬ | ϯϭϮͲϰϯϭͲϬϰϬϬ | | ƉƐƚĂĐŬΛĐŽŐĐĂƉ͘ĐŽŵ | | | | | _____________________________________________________________________________________<br>(Name)<br>(Area Code – Telephone Number)<br>(Email Address) | | | | | | | | | B. ACCOUNTANT IDENTIFICATION | | | | | | | INDEPENDENT PUBLIC ACCOUNTANT whose reports are contained in this filing*<br>Z^Dh^>>W<br>_____________________________________________________________________________________ | | | | | | | | | (Name – if individual, state last, first, a…Read the full text as markdown