Full text of COGNITIVE CAPITAL, LLC's X-17A-5 filed 2025-02-24 (period 2024-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ Statement of Financial Condition December 31, 2024 Filed as PUBLIC Information pursuant to Rule 17a-5(d) Under the Securities Exchange Act of 1934 {1}------------------------------------------------ OMB APPROVAL UNITED STATES OMB Number: 3235-0123 SECURITIES AND EXCHANGE COMMISSION Expires: Nov. 30, 2026 Washington, D.C. 20549 Estimated average burden hours per response: 12 ANNUAL REPORTS SEC FILE NUMBER FORM X-17A-5 8-66442 PART III FACING PAGE Information Required Pursuant to Rules 17a-5, 17a-12, and 18a-7 under the Securities Exchange Act of 1934 AND ENDING 12/31/2024 FILING FOR THE PERIOD BEGINNING 01/01/2024 MM/DD/YY MM/DD/YY A. REGISTRANT IDENTIFICATION NAME OF FIRM: Cognitive Capital, LLC TYPE OF REGISTRANT (check all applicable boxes): □ Security-based swap dealer \_\_\_ \_ \_ \_ \_ \_ \_ Major security-based swap participant Broker-dealer O Check here if respondent is also an OTC derivatives dealer ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use a P.O. box no.) 141 W. Jackson Blvd., Suite 1620 (No. and Street) 60604 Chicago Illinois (State) (Zip Code) (City) PERSON TO CONTACT WITH REGARD TO THIS FILING Patrick Stack 312-431-0400 pstack@cogcap.com (Email Address) (Area Code - Telephone Number) (Name) B. ACCOUNTANT IDENTIFICATION INDEPENDENT PUBLIC ACCOUNTANT whose reports are contained in this filing\* RSM US LLP (Name - if individual, state last, first, and middle name) 60606 30 South Wacker Dr., Suite 3300 Chicago 11 (State) (Zip Code) (City) (Address) 9/24/2003 #49 (PCAOB Registration Number, if applicable) (Date of Registration with PCAOB)(if applicable) FOR OFFICIAL USE ONLY \* Claims for exemption from the requirement that the annual reports of an independent public accountant must be supported by a statement of facts and circumstances relied on as the basis of the exemption. See 17 CFR 240.17a-5(e)(1)(ii), if applicable. Persons who are to respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. {2}------------------------------------------------ #### OATH OR AFFIRMATION | Arthur S. Margulis, Jr. | swear (or affirm) that, to the best of my knowledge and belief, the | | |-------------------------------------------------------------------|----------------------------------------------------------------------------------------|-------| | tinancial report pertaining to the firm of Cognitive Cap…Read the full text as markdown