Full text of PARAMAX SECURITIES, LLC's X-17A-5 filed 2023-02-07 (period 2022-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ **UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549** | ANNUAL<br>REPORTS | | | | |-------------------|--|--|--| | FORM<br>X-17A-5 | | | | | III<br>PART | | | | **FACING PAGE** | 0MB Number: 3235-0123<br>Expires: Oct. 31, 2023 | | |-------------------------------------------------|--| | | | | | | | Estimated average burden | | | hours per response:<br>12 | | SEC FILE NUMBER 8-67902 ## Information Required Pursuant to Rules 17a-5, 17a-12, and 18a-7 under the Securities Exchange Act of 1934 FILING FOR THE PERIOD BEGINNING 01/01/2022 AND END|NG 12/31/2022 MM/DD/YY MM/DD/YY **A. REGISTRANT IDENTIFICATION** name of firm: Paramax Securities, LLC TYPE OF REGISTRANT (check all applicable boxes): X Broker-dealer Security-based swap dealer Check here if respondent is also an OTC derivatives dealer Major security-based swap participant ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use a P.O. box no.) 333 International Drive, STE A (No. and Street) Williamsville NY 14221 (City) (State) (Zip Code) PERSON TO CONTACT WITH REGARD TO THIS FILING Russell D'Alba 716-626-1200 rjd@paramaxsecurities.com (Name) (Area Code -Telephone Number) (Email Address) **B. ACCOUNTANT IDENTIFICATION** INDEPENDENT PUBLIC ACCOUNTANT whose reports are contained in this filing\* Phillip V. George, PLLC (Name-if individual, state last, first, and middle name) 5179 CR 1026 Celeste TX 75423 (Address) (City) (State) (Zip Code) \* Claims for exemption from the requirement that the annual reports be covered by the reports of an independent public accountant must be supported by a statement of facts and circumstances relied on as the basis of the exemption. See 17 CFR 240.17a-5(e)(l)(ii), if applicable. (Date of Registration with PCAOB)(if applicable) (PCAOB Registration Number, if applicable) **FOR OFFICIAL USE ONLY** 02/24/2009 3366 Persons who are to respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. {1}------------------------------------------------ #### **OATH OR AFFIRMATION** | | Michael Schaps | | |--|----------------|--| |--|----------------|--| I, Michael Schaps , swear (or affirm) that, to the best of my knowledge and belief, the financial report pertaining to the firm of Paramax Securities, LLC , as of December 31 , <sup>2</sup> 022 , js true and correct. Ifurther swear (or affirm) that neither the company nor any…Read the full text as markdown