Full text of PARAMAX SECURITIES, LLC's X-17A-5 filed 2022-02-01 (period 2021-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ **UNITED STATES** OMB APPROVAL **SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549** | ANNUAL<br>REPORTS | |-------------------| | FORM<br>X-17A-5 | | PART<br>III | OMB Number: 3235-0123 Expires: Oct. 31, 2023 Estimated average burden hours per response: 12 > SEC FILE NUMBER 8-67902 **FACING PAGE** **Information Required Pursuant to Rules <sup>17</sup>a-5, <sup>17</sup>a-12, and <sup>18</sup>a-<sup>7</sup> under the Securities Exchange Act of <sup>1934</sup>** | FILING FOR<br>THE PERIOD BEGINNING | 01/01/2021 | AND ENDING | 12/31/2021 | | | | | |----------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------|-----------------------------------------------------------|---------------------------|-------------------------------------------|---------------------|--|--|--| | | MM/DD/YY | | | MM/DD/YY | | | | | A. REGISTRANT IDENTIFICATION | | | | | | | | | Paramax<br>Securities,<br>NAME OF FIRM: | LLC | | | | | | | | TYPE OF REGISTRANT (check all applicable<br>boxes):<br>B<br>Broker-dealer<br>Security-based swap dealer<br>Major security-based swap participant<br>Check here if respondent is also an OTC derivatives dealer | | | | | | | | | ADDRESS OF PRINCIPAL PLACE OF BUSINESS: | (Do not use a P.O. box no.) | | | | | | | | 333<br>International<br>Drive,<br>STE<br>A | | | | | | | | | | (No. and Street) | | | | | | | | Williamsville | NY | | 14221 | | | | | | (City) | (State) | | (Zip Code) | | | | | | PERSON TO CONTACT WITH REGARD | TO THIS FILING | | | | | | | | Russell<br>D'Alba | 716-626-1200<br>rjd@paramaxsecurities.com | | | | | | | | (Name) | (Area Code -Telephone Number)<br>(Email Address) | | | | | | | | | B. ACCOUNTANT IDENTIFICATION | | | | | | | | INDEPENDENT PUBLIC ACCOUNTANT whose reports are | | contained in this filing* | | | | | | | Phillip<br>George,<br>V.<br>PLLC | | | | | | | | | | (Name -if individual, state last, first, and middle name) | | | | | | | | CR<br>5179<br>1026 | Celeste | | TX | | | | | | (Address) | (City) | | (State) | 75423<br>(Zip Code) | | | | | 02/24/2009 | | | 3366 | | | | | | (Date of Registration with PCAOB)(if applicable) | | | (PCAOB Registration Number,if applicable) | | | | | | * | FOR OFFICIAL USE ONLY | | | | | | | Claims for exemption from the requirement that the annual reports be covered by the reports of an ind…Read the full text as markdown