Full text of PARAMAX SECURITIES, LLC's X-17A-5 filed 2021-01-22 (period 2020-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ **UNITEDSTATES SECURITIESAND EXCHANGECOMMISSION Washington, D.C. 20549** # **ANNUAL AUDITED REPORT FORM X-17A-5 PART III** OMB APPROVAL OMB Number: Expires: Estimated average burden hours per response 12.00 3235 -0123 October 31, 2023 # SEC FILE NUMBER 8-67902 **FACING PAGE Information Required of Brokers and Dealers Pursuant to Section 17 of the Securities Exchange Act of 1934 and Rule 17a-5 Thereunder** | 01/01/2020<br>12/31/2020<br>RF.PORT<br>FOR THE PERIOD BEGINNING<br>AND ENDING | | | | | |-------------------------------------------------------------------------------|---------------------------------------------------------------------|----------------|---------------------------------|--| | | MM/DD/YY | | MM/DD/YY | | | A. | REGISTRANT<br>IDENTIFICATION | | | | | Paramax<br>Securities,<br>LLC<br>DF.AFER:<br>NAME OF BROKFR- | | | OFFICIAL USE ONLY | | | ADDRESS OF PRINCIPAL PLACE OF BUSINESS:<br>( Do not use P.O. Box No.) | | | FIRM I.D.<br>NO. | | | Drive,<br>333<br>International | STE<br>A | | | | | | ( No. and Street ) | | | | | Williamsville | NY | | 14221 | | | (City ) | (Slate ) | ( /ip | Code) | | | NAME AND TELEPHONE NUMBER OF PERSON TO CONTACT IN REGARD TO I IIIS REPORT | | | | | | Russell D'Alba | | | 716-626-1200 | | | | | | Telephone Number)<br>(Area Code | | | B. | ACCOUNTANT | IDENTIFICATION | | | | | | | | | | INDEPENDENT PUBLIC ACCOUNTANT whose opinion is contained in this Report* | | | | | | George,<br>PLLC<br>Phillip<br>V. | | | | | | | if individual, state last, first, middle name )<br>( Name | | | | | 5179<br>1026<br>CR | Celeste | TX | 75423 | | | (Address) | (City ) | ( State ) | (Zip Code ) | | | ONE:<br>CHECK | | | | | | Certified Public Accountant | | | | | | | | | | | | Public Accountant | | | | | | | Accountant not resident in United States or any of its possessions. | | | | | | FOR<br>OFFICIAL<br>USE | ONLY | | | | | | | | | | | | | | | | | | | | | \*( */aims for exemption from the requirement that the annual report he covered by the opinion of an independent public accountant must be supported by a statement of facts and circumstances relied on as the basis for the exemption. See Section 240.17a-5(e)(2)* **Potential persons who are to respond to the collection of information contained inthisform are not required to respond** SEC <sup>1410</sup> **unless the form displays <sup>a</sup> currently valid OMB control number.** (11-05) {1}---------------------------------------…Read the full text as markdown