Full text of PARAMAX SECURITIES, LLC's X-17A-5 filed 2020-02-03 (period 2019-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ UNITEDSTATES SECURITIESANDEXCHANGE:COMMISSION Washington,D.C. 20549 # hours per response 12.00 **ANNUAL AUDITED REPORT FORM X-17A-5 PART III** | OMB APPROVAL | | | | | |--------------------------|-----------------|--|--|--| | OMB Number: | 3235-0123 | | | | | Expires: | August 31, 2020 | | | | | Estimated average burden | | | | | | | | | | | | | | | | | | SEC FILE NUMBER | |-----------------| | s-67902 | FACING PAGE **Information Required of Brokers and Dealers Pursuant to Section 17 of the Securities Exchange Act of 1934 and Rule 17a-5 Thereunder** | REPORT FOR THE PERIOD BEGINNING 01/01/2019 | | AND ENDING | 12/31/2019 | | |--------------------------------------------------------------------------|---------------------------------------------------------------------|----------------------|--------------------------------|--| | | MM/DD/YY | | MM/DD/YY | | | A. | REGISTRANT<br>IDENTIFICATION | | | | | NAME OF BROKER-DEALER: Paramax<br>Securities<br>LLC<br>, | | OFFICIAL USE ONLY | | | | ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use P.O. Box No.) | | | FIRM I.D. NO. | | | 333<br>International<br>STE<br>Drive, | A | | | | | | (No. and Street ) | | | | | Williamsville | NY | | 14221 | | | (City) | (State) | | (Zip Code) | | | NAME AND TELEPHONE NUMBER OF PERSON TO CONTACT IN REGARD TO THIS REPORT | | | | | | Russell D'Alba | | | 716-626-1200 | | | B. | ACCOUNTANT | IDENTIFICATION | (Area Code - Telephone Number) | | | | | | | | | INDEPENDENT PUBLIC ACCOUNTANT whose opinion is contained in this Report* | | | | | | Phillip<br>V.<br>George<br>, PLLC | | | | | | | (Name -if individual. stale last, | first, middle name ) | | | | 5179<br>CR<br>1026 | Celeste | TX | 75423 | | | (Address) | (City) | (State) | (Zip Code) | | | CHECK ONE: | | | | | | ^<br>Certified Public Accountant | | | | | | Public Accountant | | | | | | | Accountant not resident in United States or any of its possessions. | | | | | | FOR OFFICIAL USE ONLY | | | | | | | | | | | | | | | | | | | | | | *^Claimsfor exemption from the requirement that the annual report he covered by the opinion of an independent public accountant must be supported by <sup>a</sup> statement offacts and circumstances relied on as the basisfor the exemption. See Section 240.17a-5(e)(2)* **Potential persons who are to respond to the collection of Information contained In this form are not required to respond unless theform displaysa currently valid OMB control number.…Read the full text as markdown