Full text of PARAMAX SECURITIES, LLC's X-17A-5 filed 2024-01-29 (period 2023-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ OMB APPROVAL **UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549** | OMB Number: 3235-0123 | | |--------------------------|----| | Expires: Nov. 30, 2026 | | | Estimated average burden | | | hours per response: | 12 | | | | **ANNUAL REPORTS FORM X-17A-5 PART III** SEC FILE NUMBER 8-67902 #### **FACING PAGE** **Information Required Pursuant to Rules 17a-5, 17a-12, and 18a-7 under the Securities Exchange Act of 1934** | FILING FOR THE PERIOD BEGINNING | 01/01/2023 | AND ENDING | 12/31/2023 | | |--------------------------------------------------------------------------------------------------------------------------------------------------------|----------------------------------------|---------------------------|-----------------|------------------| | | MM/DD/YY | | MM/DD/YY | | | | A. REGISTRANT IDENTIFICATION | | | | | Paramax<br>NAME OF FIRM: | Securities,<br>LLC | | | | | TYPE OF REGISTRANT (check all applicable boxes):<br>B<br>Broker-dealer<br>Security-based<br>Check here if respondent is also an OTC derivatives dealer | swap dealer | Major security-based | | swap participant | | ADDRESS OF PRINCIPAL PLACE OF BUSINESS: | (Do not use a P.O. | box no.) | | | | 333<br>International<br>Drive,<br>STE | A | | | | | | (No. and<br>Street) | | | | | Williamsville | NY | | | 14221 | | (City) | (State) | | | (Zip Code) | | PERSON TO CONTACT WITH REGARD TO THIS FILING | | | | | | Russell<br>D'Alba | 716-626-1200 | rjd@paramaxsecurities.com | | | | (Name) | (Area Code -Telephone<br>Number) | | (Email Address) | | | B. | ACCOUNTANT IDENTIFICATION | | | | | INDEPENDENT PUBLIC ACCOUNTANT whose reports are contained in this filing*<br>Phillip<br>V.<br>George,<br>PLLC<br>(Name -if | individual,state<br>first,and<br>last, | | | | | | | middle name) | | | | 5179<br>1026<br>CR | Celeste | | TX | 75423 | | (Address) | (City) | | (State) | (Zip Code) | | 02/24/2009 | | 3366 | | | | (PCAOB Registration Number,if<br>(Date of Registration with PCAQB)(if applicable)<br>applicable)<br>FOR OFFICIAL USE ONLY | | | | | \* Claims for exemption from the requirement that the annual reports be covered by the reports of an independent public accountant must be supported by a statement of facts and circumstances relied on as the basis of the exemption. See 17 CFR 240.17a-5(e)(l)(ii),if applicable. **Persons who are to respond to the collection of information contained in this form are not required to respond unless t…Read the full text as markdown