Full text of APA SECURITIES, LLC's X-17A-5 filed 2022-03-01 (period 2021-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ Statement of Financial Condition Year Ended December 31, 2021 Filed as PUBLIC information pursuant to Rule 17a-5(d) under the Securities Exchange Act of 1934. {1}------------------------------------------------ ### Contents | Facing<br>Page<br>to<br>Form<br>X-17A-5 | 2A | | | | | |----------------------------------------------------------|----|--|--|--|--| | Affirmation of Officer | 2B | | | | | | Report of Independent Registered Public Accounting Firm | 3 | | | | | | Financial Statements: | | | | | | | Statement of Financial Condition as of December 31, 2021 | | | | | | | Notes to Statement of Financial Condition | | | | | | {2}------------------------------------------------ #### UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 | Expires: Oct. 31, 2023 | |--------------------------| | Estimated average burden | | hours per response: 12 | | | | SEC FILE NUMBER | ## ANNUAL REPORTS FORM X-17A-5 PART Ill 0MB Number: 3235-0123 0MB APPROVAL | Information Required Pursuant to Rules 17a-5, 17a-12, and 18a-7 under the Securities Exchange Act of 1934 | FACING PAGE | | | |-----------------------------------------------------------------------------------------------------------------------------------|------------------------------------------------------------|-----------------------------------------|--------------------------------------------| | FILING FOR THE PERIOD BEGINNING | 01/01/21<br>MM/00/YY | AND ENDING | 12/31/21<br>MM/0D/YY | | | A, REGISTRANT IDENTIFICATION | | | | NAME oF FIRM: APA Securities, LLC | | | | | TYPE OF REGISTRANT (check all applicable boxes):<br>Broker-dealer<br>□ Check here if respondent is also an OTC derivatives dealer | □ Security-based swap dealer | □ Major security-based swap participant | | | ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use a P.O. box no.) | | | | | 920 Sylvan Avenue, Suite 240 | | | | | | (No. and Street) | | | | Englewood Cliffs | NJ | | 07632 | | (City) | (State) | | (Zip Code) | | PERSON TO CONTACT WITH REGARD TO THIS FILING | | | | | Richard Yeates | 646-564-9227 | | ryeates@ap-advisors.com | | (Name) | (Area Code - Telephone Number) | (Email Address) | | | | B. ACCOUNTANT IDENTIFICATION | | | | INDEPENDENT PUBLIC ACCOUNTANT whose reports are contained in this filing* | | | | | WIPFLi LLP | | | | | | (Name - if individual, state last, first, and middle name) | | | | 170 N. Radnor Chester Road, Suite 200 | Radnor | PA | 19087 | | (…Read the full text as markdown