Full text of APA SECURITIES, LLC's X-17A-5 filed 2023-03-01 (period 2022-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ Financial Statements and Supplemental Information (Confidential Pursuant to Rule 17a-5(e)(3)) Year Ended December 31, 2022 Filed as PUBLIC information pursuant to Rule 17a-5(d) under the Securities Exchange Act of 1934. {1}------------------------------------------------ ### Contents | Facing Page to Form X-17A-5 | 2A | |----------------------------------------------------------|-----| | Affirmation of Officer | 2B | | Report of Independent Registered Public Accounting Firm | 3 | | Financial Statemen<br>: | | | Statement of Financial Condition as of December 31, 2022 | 4 | | Notes to Financial Statements | 5-8 | {2}------------------------------------------------ #### UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 # ANNUAL REPORTS FORM X-17A-5 PART III OMB APPROVAL OMB Number: 3235-0123 Expires: Oct. 31, 2023 Estimated average burden hours per response: 12 | | SEC FILE NUMBER | | |--|-----------------|--| | | | | FACING DAGE | | Information Required Pursuant to Rules 17a-5, 17a-12, and 18a-7 under the Securities Exchange Act of 1934 | | | |-------------------------------------------------------------------------------------------------------------------------------------|-----------------------------------------------------------------------------------------------------------|-------------------------------------------|-------------------------| | filing for the period beginning 01/01/22 | | AND ENDING 12/31/22 | | | | MM/DD/YY | | MM/DD/YY | | | A. REGISTRANT IDENTIFICATION | | | | NAME OF FIRM: APA Securities, LLC | | | | | TYPE OF REGISTRANT (check all applicable boxes):<br>L Broker-dealer<br>L Check here if respondent is also an OTC derivatives dealer | _ Security-based swap dealer | Major security-based swap participant | | | | ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use a P.O. box no.) | | | | 920 Sylvan Avenue, Suite 240 | | | | | | (No. and Street) | | | | Englewood Cliffs | NJ | | 07632 | | (City) | (State) | | (Zip Code) | | PERSON TO CONTACT WITH REGARD TO THIS FILING | | | | | Richard Yeates | 646-564-9227 | | ryeates@ap-advisors.com | | (Name) | (Area Code - Telephone Number) | (Email Address) | | | | B. ACCOUNTANT IDENTIFICATION | | | | Wipfli LLP | INDEPENDENT PUBLIC ACCOUNTANT whose reports are contained in this filing* | | | | | (Name -- if individual, state last, first, and middle name) | | | | 170 North Radnor-Chester Road, Suite 200 Radnor | | PA | 1…Read the full text as markdown