Full text of APA SECURITIES, LLC's X-17A-5 filed 2024-02-29 (period 2023-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ Statement of Financial Condition Year Ended December 31, 2023 Filed as PUBLIC information pursuant to Rule 17a-5(d) under the Securities Exchange Act of 1934. {1}------------------------------------------------ | Facing Page to Form X-17A-5 | 2A | |----------------------------------------------------------|-----| | Affirmation of Officer | 2B | | Report of Independent Registered Public Accounting Firm | 3 | | Financial Statement: | | | Statement of Financial Condition as of December 31, 2023 | 4 | | Notes to Financial Statement | 5-7 | {2}------------------------------------------------ #### UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 OMB APPROVAL OMB Number: 3235-0123 Expires: Nov. 30, 2026 Estimated average burden hours per response: SEC FILE NUMBER ## ANNUAL REPORTS FORM X-17A-5 PART III FACING PAGE Information Required Pursuant to Rules 17a-5, 17a-12, and 18a-7 under the Securities Exchange Act, of 1934 | filing for the period beginning 01/01/23 | | AND ENDING 12/31/23 | |------------------------------------------|------------|---------------------| | | 1111/00/00 | RARACTSTA /1/3/ | MM/DD/YY MM/DD/YY A. REGISTRANT IDENTIFICATION # NAME OF FIRM: APA SECURITIES, LLC TYPE OF REGISTRANT (check all applicable boxes): @ Broker-dealer [] Check here If respondent is also an OTC derivatives dealer ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use a P.O. box no.) ## 920 SYLVAN AVENUE, SUITE 240 | | (No. and Street) | | | | | | |-------------------------------------------------------------|---------------------------------------------------------------------------|-------------------------|------------|--|--|--| | ENGLEWOOD CLIFFS | NJ | | 07632 | | | | | (City) | (State) | | (Zip Code) | | | | | PERSON TO CONTACT WITH REGARD TO THIS FILING | | | | | | | | RICHARD YEATES | 646-564-9227 | RYEATES@AP-ADVISORS.COM | | | | | | (Name) | (Area Code - Telephone Number) | (Email Address) | | | | | | | B. Accountant IDENTIFICATION | | | | | | | | INDEPENDENT PUBLIC ACCOUNTANT whose reports are contained in this filing* | | | | | | | Berry, Dunn, McNeil & Parker, LLC | | | | | | | | (Name -- if individual, state last, first, and middle name) | | | | | | | | 2211 Congress Street | Portland | ME | 04102 | | | | | (Address) | (City) | (State) | (Zip Code) | | | | | 10/08/2003 | | 136 | | | | | (Date of Registration with PCAOB)(if applicable) (PCAOB Registration Number, if applicable) FOR OFFICI…Read the full text as markdown