Full text of APA SECURITIES, LLC's X-17A-5 filed 2025-02-28 (period 2024-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ Statement of Financial Condition Year Ended December 31, 2024 Filed as PUBLIC information pursuant to Rule 17a-5(d) under the Securities Exchange Act of 1934. {1}------------------------------------------------ | Facing Page to Form X-17A-5 | 2A | |----------------------------------------------------------|-----| | Affirmation of Officer | 2B | | Report of Independent Registered Public Accounting Firm | 3 | | Financial Statement: | | | Statement of Financial Condition as of December 31, 2024 | 4 | | Notes to Financial Statement | 5-7 | {2}------------------------------------------------ #### Of,;.TH OR AFFIRMATION | | I, Richard Yeates | swec:r (or affirm) that, to the best of my knowledge and belief, the | | | | | | |-----|----------------------------------------------------------------------------------------------------------------------------------------------|-------------------------------------------------------------------------------------|--|--|--|--|--| | | financial report pertaining to the firm of APA Securities, LLC | as of | | | | | | | | 12/31<br>2 024 | , is true and correct. I further swear (or affirm) that neither the company nor any | | | | | | | | partner, officer, dire--.:tor, or equivalent person, as the case may be, has any proprietary interest in any account classified solely | | | | | | | | | as that cf a tustomer. | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | Tit!e: | | | | | | | | | President | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | This filing** contains {check all applicable bo:.fes}: | | | | | | | | | ~ (a) Statement of financial condition. | | | | | | | | ijJ | (b) Notes to consolidated statement of financial condition. | | | | | | | | D | (c) Statement of income (loss} or, 1f there is other comprehensive income in t he period{s) presented, a statement of | | | | | | | | | comprehensive income {as defined in § 210.1-02 of Regu!ation S-X). | | | | | | | | D | {d) Statement of cash flows. | | | | | | | | D | (e) Statement of changes in stockholders' or partners' or sole proprietor's equity. | | | | | | | | D | (f) Statement of changes in !iabi!ities suborciin2ted to claims of creditors. | | | | | | | | D | (g) Notes to consolidated financial statements. | | | | | | | | | □ (h) Computation of net capital under 17 CFR 240.15c3-1 or 17 CFR 2'40.18a-1, as applicable. | | | | | | | | | □ (i) Computation of tangible net worth…Read the full text as markdown