Full text of APA SECURITIES, LLC's X-17A-5/A filed 2022-05-13 (period 2021-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ Financial Statements and Supplemental Information (Confidential Pursuant to Rule 17a-5(e)(3)) Year Ended December 31, 2021 {1}------------------------------------------------ | Facing<br>Page<br>to Form<br>X-17A-5 | 2A | |----------------------------------------------------------------------------------------------------------------------------------------------------------------|------| | Affirmation of Officer | 2B | | Report of Independent Registered Public Accounting Firm | 3 | | Financial Statements: | | | Statement of Financial Condition as of December 31, 2021 | 4 | | Statement of Income for the Year Ended December 31, 2021 | 5 | | Statement of Changes in Member's Equity for the Year Ended December 31, 2021 | 6 | | Statement of Cash Flows for the Year Ended December 31, 2021 | 7 | | Notes to Financial Statements | 8-11 | | Supplemental Information: | | | Schedule I: Computation of Net Capital Under Rule 15c3-1 and Statement Pursuant to<br>Rule 17a-5(d)(2)(iii) as of December 31, 2021 | 12 | | Schedule II: Computation of Determination of Reserve Requirements Under Rule 15c3-3 and<br>Statement Pursuant to Rule 17a-5(d)(2)(iii) as of December 31, 2021 | 13 | | Schedule III: Information Relating to the Possession or Control Requirements Under Rule 15c3-3 as<br>of December 31, 2021 | 14 | {2}------------------------------------------------ #### UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 0MB APPROVAL 0MB Number: 3235-0123 Expires: Oct. 31, 2023 Estimated average burden hours per response: I 2 SEC FILE NUMBER AND ENDING 12/31/21 MM/DD/VY # ANNUAL REPORTS FORM X-17A-5 PART Ill Information Required Pursuant to Rules 17a-5, 17a-12, and 18a-7 under the Securities Exchange Act of 1934 FILING FOR THE PERIOD BEGINNING 01/01/21 MM/DD/VY A. REGISTRANT IDENTIFICATION # NAME oF FIRM: APA Securities, LLC TYPE OF REGISTRANT (check all applicable boxes): □ [!] Broker-dealer Security-based swap dealer D Check here if respondent is also an OTC derivatives dealer D Major security-based swap participant FACING PAGE ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use a P.O. box no.) # 920 Sylvan Avenue, Suite 240 | | (No. and Street) | | | |-----------------------------------------------------------------------------------------|------------------------------------------------------------|-------------------------|--------------------------------------------| | Englewood Cliffs | NJ | | 07632 |…Read the full text as markdown