Full text of BHK SECURITIES, LLC's X-17A-5 filed 2020-03-02 (period 2019-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ #### UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 OMB APPROVAL OMB Number: 3235-0123 Expires: August 31, 2020 Estimated average burden hours per response 12.00 SEC FILE NUMBER 8-67236 ## **ANNUAL AUDITED REPORT FORM X-17A-5 PART Ill** FACING PAGE Information Required of Brokers and Dealers Pursuant to Section 17 of the Securities Exchange Act of 1934 and Rule 17a-5 Thereunder | /D<br>D/<br>M<br>M<br>YY<br>S<br>T<br>R<br>A<br>N<br>T<br>I<br>D<br>E<br>N<br>T<br>I<br>F<br>I<br>C<br>A<br>T<br>C<br>ri<br>t<br>i<br>L<br>L<br>e<br>s | �<br>�<br>�<br>�<br>M<br>M<br>I<br>O<br>N | �<br>�<br>�<br>�<br>�<br>�<br>/D<br>D/<br>YY | | |--------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------|-------------------------------------------------------------------------------------------------------------------------|-----------------------------------------------------------------------------------------|--| | | | | | | | | | | | , | O<br>FF | IC<br>US<br>O<br>IA<br>L<br>E<br>N<br>LY | | | A<br>D<br>D<br>R<br>E<br>SS<br>O<br>F<br>PR<br>IN<br>C<br>IP<br>A<br>L<br>PL<br>A<br>C<br>E<br>O<br>F<br>BU<br>SI<br>N<br>E<br>SS<br>(D<br>P<br>.O<br>. B<br>N<br>)<br>t u<br>:<br>o<br>no<br>se<br>ox<br>o. | | FI<br>R<br>M<br>I<br>.D<br>NO | | | | | | | | (N<br>d<br>St<br>)<br>et<br>o.<br>an<br>re | | | | | A<br>L | 3<br>5<br>2<br>0<br>9 | | | | (S<br>te)<br>ta | (Z<br>ip<br>C<br>od | | | | SO<br>N<br>T<br>O<br>C<br>O<br>N<br>T<br>A<br>C<br>T<br>I<br>N<br>R<br>E<br>G | R<br>D<br>T<br>O<br>T<br>H<br>IS<br>R<br>EP<br>O<br>R<br>T | | | | | (A<br>Co<br>re<br>a | de<br>be<br>r)<br>T<br>ele<br>ph<br>e N<br>on<br>um<br>- | | | N<br>T<br>A<br>N<br>T<br>I<br>D<br>E<br>N<br>T<br>I<br>F<br>I<br>C<br>A | I<br>O<br>N | | | | is<br>in<br>ed<br>i<br>th<br>pi<br>ni<br>ta<br>se<br>o<br>on<br>c<br>on<br>n | R<br>t*<br>ep<br>or | | | | if<br>di<br>du<br>al<br>las<br>t, f<br>in<br>vi<br>irs<br>ta<br>te<br>t,<br>am<br>e -<br>, s | dd<br>le<br>)<br>na<br>me | | | | O<br>l<br>t<br>h<br>a<br>e | K<br>a<br>n<br>s<br>a<br>s | 6<br>6<br>0<br>6<br>2 | | | (C<br>ity<br>) | (S<br>te)<br>ta | (Z<br>ip<br>od<br>e)<br>C | | | of<br>it<br>St<br>si<br>at<br>es<br>o<br>r<br>an<br>y<br>s<br>po<br>ss<br>es<br>R<br>O<br>F<br>F<br>IC<br>IA<br>L<br>U<br>S<br>E<br>O<br>N<br>L | s. | | | | R | U<br>ho<br>f<br>…Read the full text as markdown