Full text of BHK SECURITIES, LLC's X-17A-5 filed 2022-03-29 (period 2021-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ | PUBLICLY AVAILABLE | |--------------------| |--------------------| **UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549** 0MB APPROVAL 0MB Number: 3235-0123 Expires: Oct. 31, 2023 Estimated average burden ## **ANNUAL REPORTS FORM X-17A-5 PART** Ill | 8<br>7<br>2<br>3<br>-6<br>6 | | |----------------------------------------------------------|--| | SE<br>C<br>NU<br>M<br>BE<br>R<br>FIL<br>E | | | 12<br>ho<br>ur<br>s p<br>er<br>re<br>sp<br>on<br>se<br>: | | | | | **FACING PAGE** **Information Required Pursuant to Rules 17a-5, 17a-12, and 18a-7 under the Securities Exchange Act of 1934** FILING FOR THE PERIOD BEGINNING **O 1/01/2021** AND ENDING **12/31/2021** MM/DD/VY MM/DD/VY **A. REGISTRANT IDENTIFICATION** # NAME OF FIRM: BHK Securities, LLC TYPE OF REGISTRANT (check all applicable boxes): [ Broker-dealer [] Security-based swap dealer Check here if respondent is also an OTC derivatives dealer Major security-based swap participant ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use a P.O. box no.) # 2200 Lakeshore Drive, Suite 250 | (N<br>nd<br>S<br>t)<br>tr<br>o.<br>a<br>ee | | | | |-------------------------------------------------------------------------------------------------------------|----------------------------------------------------------------------------------------------------------|--------------------------------------------------------------|--| | A<br>l<br>b<br>a<br>a<br>m | a | | | | (St<br>e)<br>at | | (Z<br>Co<br>)<br>ip<br>de | | | T<br>O<br>T<br>HI<br>S<br>FI<br>LI<br>N<br>G | | | | | 2<br>0<br>-8<br>4<br>1<br>0<br>0<br>2<br>5<br>7<br>- | bb<br>ha<br>ro<br>y. | d@<br>bh<br>kl<br>lc<br>zz<br>ar<br>.c<br>om | | | (A<br>Co<br>de<br>Nu<br>be<br>r)<br>T<br>ele<br>ph<br>m<br>re<br>a<br>on<br>e<br>-- | (E<br>ai<br>l A<br>dd<br>m<br>re | )<br>ss | | | A<br>CC<br>O<br>U<br>N<br>TA<br>N<br>T<br>ID<br>EN<br>T<br>IF<br>IC<br>A<br>TI<br>O | | | | | o | | | | | if<br>ind<br>ivi<br>du<br>al<br>la<br>, f<br>irs<br>d<br>mi<br>dd<br>ta<br>te<br>st<br>t,<br>, s<br>an<br>- | e)<br>na<br>m | | | | O<br>l<br>h<br>t<br>a<br>e | K<br>S | 6<br>6<br>0<br>6<br>2 | | | | | | | | (C<br>ity<br>) | (St<br>e)<br>at | (Z<br>Co<br>de<br>)<br>ip | | | ab<br>le} | (P<br>CA<br>OB<br>R<br>lm<br>af<br>eg<br>o | N,<br>be<br>tt<br>pU<br>bl<br>e}<br>a<br>m<br>c,<br>ap<br>ca | | | | RD<br>B.<br>NT<br>ho<br>in<br>ed<br>ta<br>ts<br>w<br>se<br>r<br>ep<br>or<br>a<br>re<br>c<br>on<br>C<br>d | N<br>in<br>hi<br…Read the full text as markdown