Full text of BHK SECURITIES, LLC's X-17A-5 filed 2021-03-24 (period 2020-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ UNITED STATES SECURITIESANDEXCHANGECOMMISSION Washington, D.C. 20549 OMB Number: 3235-0123 OMB APPROVAL Expires: October 31, 2023 Estimated average burden hours per response ...... 12.00 SEC FILE NUMBER 8-67236 # **ANNUAL AUDITED REPORT FORM X-17 A-5 PART Ill** FACING PAGE Information Required of Brokers and Dealers Pursuant to Section 17 of the Securities Exchange Act of 1934 and Rule 17a-5 Thereunder | 0<br>O<br>FO<br>IO<br>G<br>G<br>R<br>EP<br>R<br>T<br>R<br>T<br>H<br>E<br>PE<br>R<br>D<br>B<br>E<br>IN<br>N<br>IN | 1<br>/<br>0<br>1<br>/<br>2<br>0 | 1<br>2<br>/<br>3<br>1<br>/<br>2<br>0<br>�<br>�<br>�<br>�<br>�<br>�<br>�<br>�<br>�<br>�<br>A<br>G<br>N<br>D<br>E<br>N<br>D<br>IN<br>- | | | |--------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------|----------------------------------------------------------------------------------------|--------------------------------------------------------------------------------------------------------------------------------------|---------------------------------------------------------------------------|--| | | /D<br>M<br>M<br>D<br>!Y<br>Y | | /D<br>D/<br>M<br>M<br>YY | | | A<br>. R<br>E<br>G | IS<br>T<br>R<br>A<br>N<br>T<br>I<br>D<br>E<br>N<br>T<br>IF<br>IC | A<br>T<br>IO<br>N | | | | B<br>H<br>K<br>S<br>ri<br>i<br>L<br>L<br>C<br>t<br>A<br>or<br>O<br>EA<br>e<br>c<br>u<br>e<br>s<br>N<br>M<br>E<br>B<br>R<br>K<br>ER<br>-D<br>LE<br>R<br>:<br>, | | | O<br>FF<br>IC<br>IA<br>L<br>US<br>E<br>O<br>N<br>LY | | | A<br>D<br>D<br>R<br>E<br>SS<br>O<br>F<br>PR<br>IN<br>C<br>IP<br>A<br>L<br>PL<br>A<br>C<br>E<br>OF<br>B<br>U<br>SI<br>N<br>E<br>SS<br>(D<br>P<br>.O<br>. B<br>)<br>N<br>t u<br>:<br>no<br>se<br>ox<br>o<br>o. | | | FI<br>R<br>M<br>I<br>.D<br>. N<br>O | | | 2<br>2<br>0<br>0<br>L<br>k<br>h<br>D<br>S<br>i<br>2<br>0<br>t<br>5<br>a<br>e<br>s<br>o<br>re<br>r.<br>e<br>u<br>, | | | | | | | (N<br>d<br>Str<br>t)<br>o.<br>an<br>ee | | | | | B<br>i<br>i<br>h<br>r<br>m<br>n<br>g<br>a<br>m | A<br>L | 3<br>5 | 2<br>0<br>9 | | | (C<br>ity<br>) | (S<br>te)<br>ta | (Z<br>ip | od<br>e)<br>C | | | A<br>A<br>O<br>O<br>N<br>M<br>E<br>N<br>D<br>T<br>EL<br>EP<br>H<br>N<br>E<br>N<br>U<br>M<br>B<br>E<br>R<br>F<br>PE<br>Me<br>red<br>yth<br>R<br>. H<br>ard<br>20<br>5-3<br>22<br>-20<br>25<br>azz | SO<br>O<br>C<br>O<br>TA<br>C<br>R<br>N<br>T<br>N<br>T<br>IN<…Read the full text as markdown