Full text of BHK SECURITIES, LLC's X-17A-5 filed 2023-03-27 (period 2022-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 | 0MB APPROVAL | | | |--------------------------|----|--| | 0MB Number: 3235-0123 | | | | Expires: Oct. 31, 2023 | | | | Estimated average burden | | | | hours per response: | 12 | | # **ANNUAL REPORTS FORM X-17A-5 PART** Ill | | hours per response: | 12 | | |--|---------------------|----|--| | | SEC FILE NUMBER | | | | | 8-67236 | | | | | | | | **FACING PAGE** Information Required Pursuant to Rules 17a-5, 17a-12, and 18a-7 under the Securities Exchange Act of 1934 | FILING FOR THE PERIOD BEGINNING 0 1/01/2022 | | |---------------------------------------------|--| | | | MM/DD/YY MM/DD/YY **A. REGISTRANT IDENTIFICATION** # vs or mis~. BHK Securities LLC TYPE OF REGISTRANT (check all applicable boxes): [ Broker-dealer [l Security-based swap dealer D Check here if respondent is also an OTC derivatives dealer □ Major security-based swap participant AND ENDING **12/31/2022** ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use a P.O. box no.) | | 2200 Lakeshore Drive, Suite 250 | | | | |--|---------------------------------|--|--|--| |--|---------------------------------|--|--|--| | | {No. and Street) | | | | |-------------------------------------------------------------------------------------------------|-------------------------------------------------------------|--------------------------|------------|--| | Birmingham | AL | | 35209 | | | (City) | (State) | (Zip Code) | | | | PERSON TO CONTACT WITH REGARD TO THIS FILING | | | | | | Meredyth R Hazzard | 205-874-1002 | robby.hazzard@bhkllc.com | | | | (Name) | (Area Code - Telephone Number) | (Email Address) | | | | | B. ACCOUNTANT IDENTIFICATION | | | | | INDEPENDENT PUBLIC ACCOUNTANT whose reports are contained in this filing<br>David Lundgren & Co | | | | | | | (Name -- if individual, state last, first, and middle name) | | | | | 505 N Mur-Len Road | Olathe | KS | 66062 | | | (Address) | (City) | (State)<br>6075 | (Zip Code) | | (rte of Registration with PCAOB)(if applicable) **FOR OFFICIAL USE ONLY** (PCAOB Registration Number, if applicable) <sup>I</sup> Claims for exemption from the requirement that the annual reports be covered by the reports of an independent public accountant must be supported by a statement of facts and circumstances relied on as the basis of the exemption. See 17 CFR 240.17a-5(e)(1)(i), if applicable. Persons who are to respond to the collection of information…Read the full text as markdown