Full text of BHK SECURITIES, LLC's X-17A-5 filed 2024-03-28 (period 2023-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ **UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549** OMB APPROVAL 0MB Number: 3235-0123 Expires: Nov. 30, 2026 Estimated average burden hours per response: 12 ### **ANNUAL REPORTS FORM X-17A-5** | SE<br>C<br>E N<br>BER<br>FIL<br>UM | | |------------------------------------|--| | 3<br>8<br>-6<br>7<br>2<br>6 | | ### **PART** Ill **FACING PAGE** **Information Required Pursuant to Rules 17a-5, 17a-12, and 18a-7 under the Securities Exchange Act of 1934** | n<br>s<br>r<br>o<br>e<br>nu<br>s<br>rs<br>ao<br>s<br>to<br>c<br>u<br>o<br>w<br>« | 0<br>1<br>/<br>0<br>1<br>2<br>0<br>2<br>9 | a<br>o<br>a<br>o<br>no | | 1<br>2<br>0<br>0<br>1<br>0<br>2<br>0<br>2<br>9 | |-------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------|------------------------------------------------------------------------------------------------------------------------------------------|--------------------------------------------------|--------------------------------------|------------------------------------------------| | | /D<br>D/<br>M<br>M<br>YY | | | /D<br>D/<br>M<br>M<br>YY | | A | . R<br>EG<br>IS<br>TR<br>A<br>N<br>ID<br>EN<br>TI<br>FI<br>T | CA<br>TI<br>O<br>N | | | | o<br>ua<br>w<br>e<br>r<br>M. | S<br>E<br>C<br>U<br>R<br>I<br>T<br>I<br>E<br>S<br>1<br>I<br>O<br>_<br>B<br>H<br>K | | | | | (c<br>ll<br>TY<br>PE<br>O<br>F<br>RE<br>G<br>IS<br>TR<br>A<br>N<br>T<br>he<br>ck<br>a<br>pl<br>ic<br>ap<br>[]<br>de<br>al<br>[l<br>S<br>B<br>ke<br>ba<br>t<br>ro<br>r-<br>er<br>ec<br>uri<br>y-<br>D<br>C<br>h<br>e<br>if<br>is<br>a<br>a<br>n<br>de<br>lso<br>he<br>ck<br>OT<br>nt<br>er<br>re<br>sp<br>on | ab<br>le<br>b<br>):<br>ox<br>es<br>□<br>d<br>le<br>d<br>r<br>sw<br>ap<br>ea<br>se<br>C<br>s d<br>r<br>de<br>riv<br>ive<br>le<br>at<br>ea | M<br>s<br>it<br>aj<br>ec<br>or<br>ur<br>y- | ba<br>d<br>se<br>sw<br>ap | ic<br>rt<br>i<br>nt<br>pa<br>pa | | A<br>D<br>D<br>RE<br>SS<br>O<br>F<br>PR<br>CI<br>PA<br>L<br>PL<br>A<br>CE<br>O<br>F<br>BU<br>IN | (D<br>SI<br>N<br>ES<br>S:<br>o<br>t<br>e<br>a<br>P.<br>no<br>us | . b<br>)<br>O<br>n<br>ox<br>o. | | | | 2<br>2<br>0<br>L<br>k<br>h<br>D<br>ri<br>,<br>S<br>i<br>t<br>e<br>s<br>e<br>e<br>a<br>o<br>re<br>v<br>u | 2<br>5<br>0 | | | | | | a<br>S<br>)<br>nd<b…Read the full text as markdown