Full text of REDBURN (USA) LLC's X-17A-5 filed 2020-06-01 (period 2020-03-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ #### STATEMENT Of FINANCIAL CONDITION -------·---- ~--- - Redburn (USA) LLC March 3 I, 2020 With Report of Independent Registered Public Accounting Firm {1}------------------------------------------------ | UNITED ST A TES | |------------------------------------| | SECURITIES AND EXCHANGE COMMISSION | | Washington, D.C. 20549 | # **ANNUAL AUDITED REPORT FORM X-17A-5 PART Ill** | | OMB APPROVAL | |--------------------------------------|-----------------| | OMB Number: | 3235-0123 | | Expires:<br>Estimated average burden | August 31, 2020 | | hours per response . | 12.00 | | SEC FILE NUMBER | | | | |-----------------|--|--|--| | | | | | 8-67320 #### FACING PAGE Information Required of Brokers and Dealers Pursuant to Section 17 of the Securities Exchange Act of 1934 and Rule 17a-5 Thereunder | REPORT FOR THE PERIOD BEGTNNING | ___<br>--=0-"'4/-=-0=1/-=19'-- | ____<br>AND ENDING | -<br>__<br>-=03"-'-/3=1""/2=0'---- | |----------------------------------------------------------------------------------------------------------------------------------------|--------------------------------------------------------|--------------------|------------------------------------| | | MMIDD/YY | | MM/DD/YY | | | A. REGISTRANT IDENTIFICATION | | | | NAME OF BROKER-DEALER: | Redburn (USA) LLC | | OFFICIAL USE ONLY | | ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use P.O. Box No.) | | | | | 565 Fifth Avenue, 261<br>h Floor | | | FIRM l.D. NO. | | New York | (No. and Street)<br>NY | | 10017 | | (City) | (State) | | (Zip Code) | | NAME AND TELEPHONE NUMBER OF PERSON TO CONT ACT TN REGARD TO THIS REPORT | | | | | Mitchell Lowenthal | | | (212) 803-7315 | | | | | (Area Code - Telephone Number) | | | B. ACCOUNT ANT IDENTIFICATION | | | | INDEPENDENT PUBLIC ACCOUNT ANT whose opinion is contained in this Report* | | | | | Ernst & Young LLP | | | | | | (Name - if individual, s/a/e last, first, middle name) | | | | 5 Times Square | New York | NY | 10036 | | (Address) | (City) | (State) | (Zip Code) | | CHECK ONE: | | | | | Certified Public Accountants<br>lRl<br>D<br>Public Accountant<br>D Accountant not resident in United States or any of its possessions. | | | | #### **FOR OFFICIAL USE ONLY** *\*Claims for exemption from the requirement that the annual report be covered by the opinion of an independent public accountant must be supported by a statement ojfacts and circumstances relied on as the basis for the exemption. See Section…Read the full text as markdown