Full text of REDBURN (USA) LLC's X-17A-5 filed 2023-03-15 (period 2022-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ #### STATEMENT OF FINANCIAL CONDITION Redburn (USA) LLC Year Ended December 31, 2022 With Report of Independent Registered Public Accounting Firm {1}------------------------------------------------ | UNITED STATES | | | | |--------------------------------------------------------------------------|------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------|---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------|--| | | | OMB APPROVAL | | | | | OMB Number:<br>3235-0123<br>Expires:<br>Oct. 31, 2023<br>Estimated average burden<br>hours per response…<br>12.00 | | | | | | | | | | SEC FILE NUMBER | | | PART III | | 8-67320 | | | FACING PAGE<br>01/01/2022<br>AND ENDING | 12/31/2022 | | | | MM/DD/YY | | MM/DD/YY | | | | | | | | | | | | | | | | | | | | | | | (No. and Street) | | | | | NY | | 10017 | | | (State)<br>PERSON TO CONTACT WITH REGARD TO THIS FILING | | (Zip Code) | | | (212) 803-7315 | | mitch.lowenthal@redburn.com | | | (Area Code – Telephone Number) | | (Email Address) | | | B. ACCOUNTANT IDENTIFICATION | | | | | INDEPENDENT PUBLIC ACCOUNTANT whose opinion is contained in this Report* | | | | | (Name – if individual, state last, first, middle name) | | | | | 60 Crossways Park Drive West Suite 301<br>Woodbury | NY | 11797 | | | (City) | (State) | (Zip Code) | | | | | 339 | | | (Date of Registration with PCAOB)(if applicable) | | (PCAOB Registration Number, if applicable) | | | | ANNUAL REPORTS<br>FORM X-17A-5<br>REPORT FOR THE PERIOD BEGINNING<br>NAME OF FIRM: Redburn (USA) LLC<br>TYPE OF REGISTRANT (check all applicable boxes):<br>☐ Security-based swap<br>dealer<br>☐Check here if respondent is also an OTC derivatives dealer | SECURITIES AND EXCHANGE COMMISSION<br>Washington, D.C. 20549<br>Information Required Pursuant to Rules 17a-5, 17a-12, and 18a-7 under the Securities Exchange Act of 1934<br>A. REGISTRANT IDENTIFICATION<br>☐ Major security-based swap participant<br>ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use P.O. Box No.) | | O \* Claims for exemp…Read the full text as markdown