Full text of REDBURN (USA) LLC's X-17A-5 filed 2021-02-26 (period 2020-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ #### FINANCIAL STATEM ENT Redburn (USA) LLC December 31, 2020 With Report of Independent Registered Public Accounting Firm {1}------------------------------------------------ #### U ITED TATES ECURIT I £ AND EXCHA G£ COMMISSION Washington. O.C. 205-J9 | ANNUAL AUDITED REPORT | | | |-----------------------|--------------|--| | | FORM X-17A-5 | | | | PART Ill | | | OMB APPROVAL | | | |----------------------------|-----------|--| | OMB Number: | 3235-0123 | | | Expires· October 31 , 2023 | | | | Est1mated average burden | | | | hours per response | 12.00 | | | SrC Fllf NUM;.;.;O;.;;; ER"----1 | | |----------------------------------|--| | 8-67320 | | #### FACI G P GE #### Information Required of Broker and Dealer Pursuant to cction 17 of the Securities Exchange Act of 1 93-' and Rule 17a-S Thereunder | REPORT FOR TilE PERIOD BEGINNING | ____<br>O"'"'""""''O=I/=2.:.: 0 | ____<br>AND ENDING | __<br>___<br>_.:.I=2/,._,31=/2=0<br>_ | |--------------------------------------------------------------------------|-----------------------------------------------------------|-----------------------|---------------------------------------| | | M~ l no YY | | M~IIDD ·n | | | A. REGISTRANT IDENTLFICATION | | | | Redburn (USA) LLC<br>NAME OF BROKER-Dl::.ALER. | OFFICIAL USE ONLY | | | | ADDRESS OF PRJNCIPAL PLACE OF BUSI1-IESS: (Do not use P.O. Box No.) | | | | | 565 Fifth Avenue, 26'h Floor | | | FIRM 1.0. NO. | | | 1 "':u .tnJ \tr<'CI) | | | | NC\\ York | NY | | 10017 | | | l~lll ~l | | | | NAME AND TELEPHONE NUMOCR OF PERSON TO CO ' | £ACT I | REGARD TO THIS REPORT | | | . Lowenthal<br>Mitchell | | | (212) 803-7315 | | | | | 1 \r:a CQd~ Tclcphuno Number) | | | B. ACCOUNT A T ID£NTIFICA TION | | | | INDEPENDE T PUBLIC ACCOUN fANl whose opinion is contained in this Repon• | | | | | Ernst & Y0U111g LLP | | | | | | (Name- 1{ mdmd11nl .ttntt! lc/.11 fir~/ m1ddle lltlllll!l | | | | q uare<br>5 Times | Nen York | NY | 10036 | | IAddr~;,J | (Cn~ 1 | (~late:) | ILtp(Q(k) | | CHECK ONE: | | | | | Cenified Public Accountants<br>liD | | | | | 0<br>Public Accountant | | | | | 0<br>Accountant not resident m United | ate~ or an) o f it~ possessions. | | | | | FOR OFFICIAL USE ONLY | | | | | | | | •c *'/aims jar e.¥emption from the rt'lfltirt!melll that thi! annual repnrt ht> c.·o,•ered hy the opmwn of an indt!pendent publrc occoumum* 1//l/.H b~.· *supportr!d hy* cJ *stult:fllt.'ll( of(ucts ami* Clf'CUII/flcJI/Ct!5 *r.dittd* 011 tl..- *l…Read the full text as markdown