Full text of REDBURN (USA) LLC's X-17A-5 filed 2025-03-21 (period 2024-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ S T A T E M E NT OF FINANCIAL CONDITION Redburn (USA) LLC Year Ended December 31, 2024 With Report of Independent Registered Public Accounting Firm {1}------------------------------------------------ | | UNITED STATES | | | | |----------------------------------------------------------------------------------------------|-----------------------------------------------------------------------------------------------------------|-----------------------------------------|--------------------------------------------|--| | | SECURITIES AND EXCHANGE COMMISSION | | OMB APPROVAL | | | | Washington, D.C. 20549 | | OMB Number:<br>3235-0123 | | | | | | Expires: Nov. 30, 2026 | | | | | | Estimated average burden | | | | | | hours per response…<br>12.00 | | | | ANNUAL REPORTS | | | | | | FORM X-17A-5 | | SEC FILE NUMBER | | | | PART III | | 8-67320 | | | | FACING PAGE | | | | | | Information Required Pursuant to Rules 17a-5, 17a-12, and 18a-7 under the Securities Exchange Act of 1934 | | | | | FILING<br>FOR THE PERIOD BEGINNING | 01/01/2024 AND ENDING | 12/31/2024 | | | | | MM/DD/YY | | MM/DD/YY | | | | A. REGISTRANT IDENTIFICATION | | | | | NAME OF FIRM: Redburn (USA) LLC | | | | | | | | | | | | | | | | | | TYPE OF REGISTRANT (check all applicable boxes):<br>☒ Broker-dealer<br>☐ Security-based swap | dealer | ☐ Major security-based swap participant | | | | ☐ Check here if respondent is also an OTC derivatives dealer | | | | | | | | | | | | ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use P.O. Box No.) | | | | | | 461 Fifth Avenue 15th Floor | | | | | | | (No. and Street) | | | | | New York<br>(City) | NY<br>(State) | | 10017<br>(Zip Code) | | | PERSON TO CONTACT WITH REGARD TO THIS FILING | | | | | | Rowan Joseph | (212) 803-7307 | | rowan.joseph@redburnatlantic.com | | | (Name) | (Area Code – Telephone Number) | | (Email Address) | | | | | | | | | INDEPENDENT PUBLIC ACCOUNTANT whose opinion is contained in this Report* | B. ACCOUNTANT IDENTIFICATION | | | | | | | | | | | Forvis Mazars, LLP | (Name – if individual, state last, first, middle name) | | | | | 60 Crossways Park Drive West Suite 301 | Woodbury | NY | 11797 | | | (Address) | (City) | (State) | (Zip Code) | | | 10/16/2003 | | | 686 | | | (Date of Registration with PCAOB)(if applicable) | | | (PCAOB Registration Number, if applicable) | | \* Claims for exemption from the requirement that the annual reports be covered by the reports of an independent public…Read the full text as markdown