Full text of REDBURN (USA) LLC's X-17A-5 filed 2024-03-18 (period 2023-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ STATEMENT OF FINANCIAL CONDITION Redburn (USA) LLC Year Ended December 31, 2023 With Report of Independent Registered Public Accounting Firm {1}------------------------------------------------ | | UNITED STATES | | | | |--------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------|--------------------------------------------------------|-----------------------------------------|--------------------------------------------------------------------------------|--| | | SECURITIES AND EXCHANGE COMMISSION | | OMB APPROVAL | | | | Washington, D.C. 20549 | | | | | | | | OMB Number:<br>3235-0123<br>Expires: Nov. 30, 2026<br>Estimated average burden | | | | ANNUAL REPORTS | | hours per response…<br>12.00 | | | | FORM X-17A-5 | | SEC FILE NUMBER | | | | PART III | | 8-67320 | | | | FACING PAGE | | | | | Information Required Pursuant to Rules 17a-5, 17a-12, and 18a-7 under the Securities Exchange Act of 1934 | | | | | | FILING<br>FOR THE PERIOD BEGINNING | 01/01/2023 AND ENDING | 12/31/2023 | | | | | MM/DD/YY | MM/DD/YY | | | | | A. REGISTRANT IDENTIFICATION | | | | | NAME OF FIRM: Redburn (USA) LLC | | | | | | ☒ Broker-dealer<br>☐ Security-based swap<br>☐ Check here if respondent is also an OTC derivatives dealer<br>ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use P.O. Box No.)<br>461 Fifth Avenue 15th Floor | dealer | ☐ Major security-based swap participant | | | | | (No. and Street) | | | | | New York | NY | | 10017 | | | (City)<br>PERSON TO CONTACT WITH REGARD TO THIS FILING | (State) | | (Zip Code) | | | Mitchell N. Lowenthal | (212) 803-7315 | | mitch.lowenthal@redburnatlantic.com | | | (Name) | (Area Code – Telephone Number) | | (Email Address) | | | | B. ACCOUNTANT IDENTIFICATION | | | | | INDEPENDENT PUBLIC ACCOUNTANT whose opinion is contained in this Report* | | | | | | Mazars USA LLP | | | | | | | (Name – if individual, state last, first, middle name) | | | | | 60 Crossways Park Drive West Suite 301 | Woodbury | NY | 11797 | | | (Address) | (City) | (State) | (Zip Code) | | | 10/08/2003<br>(Date of Registration with PCAOB)(if applicable) | | | 339<br>(PCAOB Registration Number, if applicable) | | | | | | | | | | FOR OFFICIAL USE ONLY | | | | \* Claims for exemption from the requirement that the annual reports be covered by the reports of an independent public…Read the full text as markdown