Full text of W G SECURITIES, LLC's X-17A-5 filed 2021-09-03 (period 2021-06-30). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ #### **UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549** 0MB APPROVAL 0MB Number: 3235-0123 Expires: October 31, 2023 Estimated average burden hours per response ....... 12.00 ### **ANNUAL AUDITED REPORT FORM X-17 A-5 PART Ill** | SEC FILE NUMBER | | | | |-----------------|--|--|--| | 8-67346 | | | | #### **FACING PAGE Information Required of Brokers and Dealers Pursuant to Section 17 of the Securities Exchange Act of 1934 and Rule 17a-5 Thereunder** | REPORT FOR THE PERIOD BEGINNING | 7/1/2020 | AND ENDING | 6/30/2021 | | | |------------------------------------------------------------------------------------------------------------------------------------------------------------|--------------------------------------------------------|------------|------------------------------------|--------------------------------|--| | | MMIDDNY | | MMIDDNY | | | | | A. REGISTRANT IDENTIFICATION | | | | | | ________<br>NAME OF BROKER-DEALER: _________<br>W_ G_ S_ec_u_n_·ti_·e_s-'--- , L_ L_C<br>ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use P.O. Box No.) | | _ | OFFICIAL USE ONLY<br>FIRM I.D. NO. | | | | | | | | | | | 1764 Litchfield Turnpike, Suite 250 | | | | | | | | (No. and Street) | | | | | | Woodbridge | CT | | 06525 | | | | (City) | (State) | | (Zip Code) | | | | NAME AND TELEPHONE NUMBER OF PERSON TO CONTACT IN REGARD TO THIS REPORT | | | | | | | Lawrence Reinharz | | | 203-389-8400 | | | | | | | | (Area Code - Telephone Number) | | | | B. ACCOUNTANT IDENTIFICATION | | | | | | INDEPENDENT PUBLIC ACCOUNT ANT whose opinion is contained on this Report*<br>Larry D. Liberfarb, P.C. | | | | | | | | (Name - if individual, state last, first, middle name) | | | | | | 11 Vanderbilt Avenue, Suite 220 | Norwood | | MA | 02062 | | | (Address) | (City) | | (State) | (Zip Code) | | | CHECKONE: | | | | | | | [!]<br>Certified Public Accountant | | | | | | | D<br>Public Accountant | | | | | | | D<br>Accountant not resident in United States or any of its possessions. | | | | | | | | FOR OFFICIAL USE ONLY | | | | | | | | | | | | | | | | | | | | * Claims for exemption from the requirement that the annual report be covered by the opinion of an independent public accountant must be | | | | | | *supported by a statement of facts and circumstances relied on as the basis for the exemption. See 240.l 7a-5(e)(2).* **Potential persons who are to respond to the collection of information contained in this form a…Read the full text as markdown