Full text of W G SECURITIES, LLC's X-17A-5 filed 2024-08-26 (period 2024-06-30). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ #### **UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549** | ANNUAL REPORTS | |----------------| | FORM X-17A-5 | | PART Ill | | 0MB APPROVAL | |--------------------------| | 0MB Number: 3235-0123 | | Expires: Nov 30, 2026 | | Estimated average burden | | hours per response: 12 | | SEC FILE NUMBER | | |-----------------|--| | 8-67346 | | **FACING PAGE** **Information Required Pursuant to Rules 17a-S, 17a-12, and 18a-7 under the Securities Exchange Act of 1934** | FILING FOR THE PERIOD BEGINNING | ___ 7<br>___<br>0<br>2<br>3<br>12<br>11_<br>_<br>_<br>_<br>_ | AND ENDING | 24 __<br>___ 6<br>0<br>0<br>13_<br>12_<br>_<br>_<br>_<br>_ | | | | | |----------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------|--------------------------------------------------------------|------------|------------------------------------------------------------|------------|--|--|--| | | MM/DD/VY | | MM/DD/VY | | | | | | A. REGISTRANT IDENTIFICATION | | | | | | | | | NAME OF FIRM:<br>WG Securities, LLC | | | | | | | | | TYPE OF REGISTRANT (check all applicable boxes):<br>~ Broker-dealer<br>□ Security-based swap dealer<br>□ Major security-based swap participant<br>D Check here if respondent is also an OTC derivatives dealer | | | | | | | | | ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use a P.O. box no.) | | | | | | | | | 1764 Litchfield Turnpike, Suite 250 | | | | | | | | | | {No. and Street) | | | | | | | | Woodbridge | CT | | 06525 | | | | | | {City) | {State) | | | {Zip Code) | | | | | PERSON TO CONTACT WITH REGARD TO THIS FILING | | | | | | | | | Lawrence Reinharz | 203-389-4800 | | lreinharz@woodbridgegroup.com | | | | | | {Name) | {Area Code - Telephone Number) | | {Email Address) | | | | | | | B. ACCOUNTANT IDENTIFICATION | | | | | | | | INDEPENDENT PUBLIC ACCOUNTANT whose reports are contained in this filing*<br>Larry D. Liberfarb, P.C. | | | | | | | | | | {Name - if individual, state last, first, and middle name) | | | | | | | | 11 Vanderbilt Avenue, Suite 220 | Norwood | | MA | 02062 | | | | | {Address) | {City) | {State) | | {Zip Code) | | | | | l"<br>January 10, 2006 | | 2560 | | | | | | | of Regi,Uatioo with PCAOB){if applicable) | | | (PCAOB Regi,Uatioo N,mbe,, if applicable) | I | | | | | | FOR OFFICIAL USE ONLY | | | | | | | • Claims for exemptio…Read the full text as markdown