Full text of W G SECURITIES, LLC's X-17A-5 filed 2023-09-15 (period 2023-06-30). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ #### **UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549** 0MB APPROVAL 0MB Number: 3235-0123 Expires: Oct. 31, 2023 Estimated average burden hours per response: 12 # **ANNUAL REPORTS FORM X-17A-S PART** Ill | | SEC FILE NUMBER | |--|-----------------| #### **FACING PAGE** **Information Required Pursuant to Rules 17a-5, 17a-12, and 18a-7 under the Securities Exchange Act of 1934** | FILING FOR THE PERIOD BEGINNING | ___<br>____ 71<br>1<br>2<br>12_<br>_<br>_ | AND ENDING | __<br>____ 6<br>0<br>3<br>13_<br>12_<br>_<br>_<br>_ | | | | |----------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------|--------------------------------------------------|------------|-----------------------------------------------------|--|--|--| | | MM/DD/YY | | MM/DD/YY | | | | | | A. REGISTRANT IDENTIFICATION | | | | | | | NAME OF FIRM: WG Securities, LLC | | | | | | | | TYPE OF REGISTRANT (check all applicable boxes):<br>D Security-based swap dealer<br>D Major security-based swap participant<br>~ Broker-dealer<br>D Check here if respondent is also an OTC derivatives dealer | | | | | | | | ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use a P.O. box no.) | | | | | | | | 1764 Litchfield Turnpike, Suite 250 | | | | | | | | (No. and Street) | | | | | | | | Woodbridge | CT | 06525 | | | | | | (City) | (State) | (Zip Code) | | | | | | PERSON TO CONTACT WITH REGARD TO THIS FILING | | | | | | | | Lawrence Reinharz | 203-389-4800 | | lreinharz@woodbridgegroup.com | | | | | (Name) | (Area Code -Telephone Number)<br>(Email Address) | | | | | | | | B. ACCOUNTANT IDENTIFICATION | | | | | | | INDEPENDENT PUBLIC ACCOUNTANT whose reports are contained in t his filing* | | | | | | | | Larry D. Liberfarb, P.C. | | | | | | | | (Name - if individual, state last, first, and middle name) | | | | | | | | 11 Vanderbilt Avenue, Suite 220 | Norwood | | 02062<br>MA | | | | | (Address) | (City) | (State) | (Zip Code) | | | | | ----------<br>--------<br>January 10, 2006<br>- | --·- - ------- | 2560 | | | | | | r"<br>--·-<br>(PCAOB Regi>Uatioo Nombec, ii applicable)I<br>of Regi>Uatioo with PG\OB){il applicable)<br>FOR OFFICIAL USE ONLY | | | | | | | • Claims for exemption from the requirement that the annual reports be covered by the reports of an independent public accountant must be suppor…Read the full text as markdown