W G SECURITIES, LLC X-17A-5 (2025-08-28) — Broker-dealer annual report

Full text of W G SECURITIES, LLC's X-17A-5 filed 2025-08-28 (period 2025-06-30). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.

Document text (excerpt)

{0}------------------------------------------------ | UNITED STATES | | | | | | |------------------------------------|--|--|--|--|--| | SECURITIES AND EXCHANGE COMMISSION | | | | | | | Washington, D.C. 20549 | | | | | | | ANNUAL REPORTS | |----------------| | FORM X-17A-S | | PART Ill | | 0MB APPROVAL | | |---------------------------|--| | 0MB Number: 3235-0123 | | | Expires: Nov. 30, 2026 | | | Estimated average burden | | | hours per response:<br>12 | | | | | SEC FILE NUMBER 8-49737 **FACING PAGE** **Information Required Pursuant to Rules 17a-5, 17a-12, and 18a-7 under the Securities Exchange Act of 1934** FILING FOR THE PERIOD BEGINNING **07/01 /24** AND ENDING **06/30/2 <sup>5</sup>** MM/DD/YY MM/OO/YY **A. REGISTRANT IDENTIFICATION** ## NAME OF FIRM: W.G. SECURITIES, LLC TYPE OF REGISTRANT (check all applicable boxes): C!J Broker-dealer □ Security-based swap dealer □ Major security-based swap participant D Check here if respondent is also an OTC derivatives dealer ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use a P.O. box no.) ## 1764 LITCHFIELD TERRACE, SUITE 250 | (No. and Street) | | | | | | | |------------------|---------|------------|--|--|--|--| | WOODBRIDGE | CT | 06525 | | | | | | (City) | (State) | (Zip Code) | | | | | PERSON TO CONTACT WITH REGARD TO THIS FILING # LAWRENCE REINHARZ 203-389-8400 LREINHARZ@WOODBRIDGEGRP.COM (Name) (Area Code - Telephone Number) (Email Address) #### **B. ACCOUNTANT IDENTIFICATION** INDEPENDENT PUBLIC ACCOUNTANT whose reports are contained in this filing\* ## LARRY LIBERFARB, PC | | (Name - if individual, state last, first, and middle name) | | | |-------------------------------------------------|------------------------------------------------------------|--------------------------------------------|------------| | 11 VANDERBILT AVENUE #220 | NORWOOD | MA | 02062 | | (Address) | (City) | (State) | (Zip Code) | | 1/10/2006 | | 2560 | | | r•<br>of Reg;,t,a;;oo w;;h PCAOB)(;f appHcable) | | {PCAOB Reg;,tca"'" N•mbe,, ;1 applicable)I | | | | FOR OFFICIAL USE ONLY | | | • Claims for exemption from the requirement that the annual reports be covered by the reports of an independent public accountant must be supported by a statement of facts and circumstances relied on as the basis of the exemption. See 17 CFR 240.17a-S(e)(l)(ii), if applicable. **Persons who are to respond to the collection of information contained** in **this form are not required to respond unless the form displays a currently valid 0MB control…

Read the full text as markdown

Other filings by this registrant

Original filing on SEC EDGAR (source of record)