Full text of W G SECURITIES, LLC's X-17A-5 filed 2022-09-22 (period 2022-06-30). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ #### **UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549** OM B APPROVAL 0MB Number: 3235-0123 Expires: Oct. 31, 2023 Estimated average burden # **ANNUAL REPORTS FORM X-17A-5 PART** Ill | hours per response: | 12 | |---------------------|----| | SEC FILE NUMBER | | | 8-67346 | | # **FACING PAGE** **Information Required Pursuant to Rules 17a-5, 17a-12, and 18a-7 under the Securities Exchange Act of 1934** | FILING FOR THE PERIOD BEGINNING | ________<br>7/1/21 | AND ENDING | ________<br>6/30/22<br>_ | |-----------------------------------------------------------------------------------------------------------------------------------------|------------------------------------------------------------|-----------------------------------------|--------------------------------------------| | | MM/DD/VY | | MM/DD/VY | | | A. REGISTRANT IDENTIFICATION | | | | NAME OF FIRM: WG Securities, LLC | | | | | TYPE OF REGISTRANT (check all applicable boxes):<br>i!!!i Broker-dealer<br>D Check here if respondent is also an OTC derivatives dealer | □ Security-based swap dealer | □ Major security-based swap participant | | | ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use a P.O. box no.) | | | | | 1764 Litchfield Turnpike, Suite 250 | | | | | | (No. and Street) | | | | Woodbridge | CT | | | | (City) | (State) | | (Zip Code) | | PERSON TO CONTACT WITH REGARD TO THIS FILING | | | | | Lawrence Reinharz | 203-389-4800 | | lreinharz@woodbridgegroup.com | | (Name) | (Area Code - Telephone Number) | (Email Address) | | | | B. ACCOUNTANT IDENTIFICATION | | | | INDEPENDENT PUBLIC ACCOUNTANT whose reports are contained in this filing* | | | | | Larry D. Liberfarb, P.C. | | | | | | (Name - if individual, state last, first, and middle name) | | | | 11 Vanderbilt Avenue, Suite 220 | Norwood | | 02062<br>MA | | (Address) | (City) | (State) | (Zip Code) | | January 10, 2006 | | 2560 | | | rte of Regi>tca<ioo with PCADBJ(if applkable) | | | (PCADB RegiWatioe Nombec, of appl •~bl•I I | | | FOR OFFICIAL USE ONLY | | | | | | | | \* Claims for exemption from the requirement that the annual reports be covered by the reports of an independent public accountant must be supported by a statement of facts and circumstances relied on as the basis of the exemption. See 17 CFR 240.17a-S(e)(l)(ii), if applicable. **Persons who are to respond to the collection of information contained in this form are not required to respond unless…Read the full text as markdown