Full text of PREVAIL CAPITAL LLC's X-17A-5 filed 2019-03-01 (period 2018-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ **UNITEDSTATES SECURITIESANDEXCHANGECOMMISSION Washington, D.C. 20549** | ANNUAL<br>AUDITED | REPORT | |---------------------|--------| | FORM<br>X-17<br>A-5 | | | PART<br>Ill | | | 0MB APPROVAL | | | | |---------------------------|-----------------|--|--| | 0MB Number:<br>3235-0123 | | | | | Expires: | August 31, 2020 | | | | Estimated average burden | | | | | hours per response 12.00 | | | | | SEC FILE NUMBER | | |-----------------|--| | 8-67378 | | **FACING PAGE** **Information Required of Brokers and Dealers Pursuant to Section 17 of the Securities Exchange Act of 1934 and Rule 17a-5 Thereunder** | REPORT FOR THE PERIOD BEGINNING<br>MM/DD/YY | | ___ -=12=/3"--'1"--' /1=8 ___ _<br>MM/DD/YY | | | | |----------------------------------------------------------------------|--------------------------|---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------|--|--|--| | A.<br>REGISTRANT<br>IDENTIFICATION | | | | | | | Prevail<br>Capital<br>LLC | | OFFICIAL USE ONLY | | | | | ADDRESS OF PRINCIPAL PLACE·OFBUSINESS:- (Do not use P.O. Box<br>No.) | | FIRM I.D. NO. | | | | | Center<br>Collier<br>Center | Suite<br>104 | | | | | | (No. and Street) | | | | | | | FL | | 34110 | | | | | (State) | | (Zip Code) | | | | | | TO THIS REPORT | | | | | | Alex Mack | | 917-923-1478 | | | | | | | (Area Code - Telephone Number) | | | | | ACCOUNTANT | | | | | | | | | | | | | | | | | | | | | P | | | | | | | | | 60108 | | | | | (City) | | (Zip Code) | | | | | | | | | | | | | | | | | | | | | | | | | | Accountant not resident in United States or any of its possessions. | | | | | | | | | | | | | | | | | | | | | | , .<br>C<br>Bloomingdale | ____ ~0l~/0~1~/1=8 ___ AND ENDING<br>Way<br>,<br>NAME AND TELEPHONE NUMBER OF PERSON TO CONT ACT IN REGARD<br>IDENTIFICATION<br>INDEPENDENT PUBLIC ACCOUNT ANT whose opinion is contained in this Report*<br>(Name - if individual, state last, first, middle name)<br>IL<br>(State)<br>FOR OFFICIAL USE ONLY | | | | *\*Claims for exemption from the requirement that the annual report be covered by the opinion of an independent public accountant must be supported by a statement of facts and circumstances relied on as the basis for the exemption. See Section 240.17a-5(…Read the full text as markdown