Full text of PREVAIL CAPITAL LLC's X-17A-5 filed 2025-04-15 (period 2024-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ #### **UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549** 0MB APPROVAL 0MB Number: 3235-0123 Expires: Nov. 30, 2026 Estimated average burden hours per response: 12 # **ANNUAL REPORTS FORM X-17 A-5 PART Ill** | SEC FILE NUMBER | | |-----------------|--| | 8-67378 | | **FACING PAGE** **Information Required Pursuant to Rules 17a-5, 17a-12, and 18a-7 under the Securities Exchange Act of 1934** FILING FOR THE PERIOD BEGINNING **O 1-01-2024** AND ENDING **12-3 <sup>1</sup> - <sup>2</sup> <sup>0</sup> 24** MM/DD/VY MM/DD/VY #### **A. REGISTRANT IDENTIFICATION** NAME oF FIRM: Prevail Capital LLC TYPE OF REGISTRANT (check all applicable boxes): C!J Broker-dealer D Security-based swap dealer D Major security-based swap participant □ Check here if respondent is also an OTC derivatives dealer ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use a P.O. box no.) | 89 Silver Oaks Circle #5103 | | | | | | | | | |-----------------------------------------------------------------------------------------------------|--------------------------------------------------|------------------------------------------------------------|------|--------------------------|------------|--|--|--| | | | (No. and Street) | | | | | | | | Naples | | FL | | 34119 | | | | | | (City) | | (State) | | (Zip Code) | | | | | | PERSON TO CONTACT WITH REGARD TO THIS FILING | | | | | | | | | | Alexander Mack | 917-923-1478 | | | amack@prevailcapital.com | | | | | | (Name) | (Area Code -Telephone Number)<br>(Email Address) | | | | | | | | | | | B. ACCOUNTANT IDENTIFICATION | | | | | | | | INDEPENDENT PUBLIC ACCOUNTANT whose reports are contained in this filing*<br>Ohab and Company, P.A. | | | | | | | | | | | | (Name - if individual, state last, first, and middle name) | | | | | | | | 100 E. Sybelia Avenue, suite 130 Maitland | | | | Florida | 32751 | | | | | (Address) | | (City) | | (State) | (Zip Code) | | | | | 07/28/2004 | | | 1839 | | | | | | | | | | | | | | | | | | | FOR OFFICIAL USE ONLY | | | | | | | \* Claims for exemption from the requirement that the annual reports be covered by the reports of an independent public accountant must be supported by a statement of facts and circumstances relied on as the basis of the exemption. See 17 CFR 240.17a-S(e)(l)(ii), if applicable. **Persons who are to respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid…Read the full text as markdown