Full text of PREVAIL CAPITAL LLC's X-17A-5 filed 2026-04-14 (period 2025-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ **UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549** > **ANNUAL REPORTS FORM X-17A-5** | 0MB APPROVAL | |---------------------------| | 0MB Number: 3235-0123 | | Expires: Nov. 30, 2026 | | Estimated average burden | | hours per response:<br>12 | | SEC FILE NUMBER | **8-67378** # **PART Ill** **FACING PAGE** **Information Required Pursuant to Rules 17a-5, 17a-12, and 18a-7 under the Securities Exchange Act of 1934** FILING FOR THE PERIOD BEGINNING **01-01-2025** AND ENDING **12-31-2025** MM/DD/YY MM/DD/YY **A. REGISTRANT IDENTIFICATION** NAME oF FIRM: Prevail Capital LLC TYPE OF REGISTRANT (check all applicable boxes): C!J Broker-dealer □ Security-based swap dealer □ Major security-based swap participant D Check here if respondent is also an OTC derivatives dealer ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use a P.O. box no.) | 89 Silver Oaks Circle #5103 | | |-----------------------------|--| |-----------------------------|--| | | (No. and Street) | | | | |-------------------------------------------------|-----------------------------------------------------------------------------------------------------------|----------------------------------------------|--------------------------|--| | Naples | FL | | 34119 | | | (City) | (State) | | (Zip Code) | | | PERSON TO CONTACT WITH REGARD TO THIS FILING | | | | | | Alexander Mack | 917-923-1478 | | amack@prevailcapital.com | | | (Name) | (Area Code -Telephone Number) | (Email Address) | | | | | | | | | | | B. ACCOUNTANT IDENTIFICATION<br>INDEPENDENT PUBLIC ACCOUNTANT whose reports are contained in this filing* | | | | | Ohab and Company, P.A. | (Name - if individual, state last, first, and middle name) | | | | | 100 E. Sybelia Avenue, suite 130 Maitland | | Florida | 32751 | | | (Address) | (City) | (State) | (Zip Code) | | | 07/28/2004 | | 1839 | | | | (rte of Registration with PCAOB)(if applicable) | | (PCAOB Registration Number, if applicable) I | | | accountant must be supported by a statement of facts and circumstances relied on as the basis of the exemption. See 17 CFR 240.17a-5(e)(l)(ii), if applicable. **Persons who are to respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid 0MB control number.** {1}------------------------------------------------ #### **OATH OR AFFIRMATION** | I, LIM Hulme | | | 5WP,U (or affirm) that, to thP. bf!st of my kt'l…Read the full text as markdown