Full text of PREVAIL CAPITAL LLC's X-17A-5 filed 2022-03-30 (period 2021-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ | UNITED STATES | |----------------------------------| | SEaJRmES AND EXCHANGE COMMISSK>N | | Washington, D.C. 20549 | | nuA APPRnv•• | |-------------------------| | 0MB Number. 32:15-0lU | | Expires: Oct. 31, 2023 | | Estimated --·,~ bul'den | | hours per response: 12 | | | ANNUAL REPORTS # FORM X-17A-5 PART Ill | SEC RlE NUMBER | | |----------------|--| | 8-67378 | | | | | 1 #### **FAONGPAGE** **Information R~ui~ Pu~ant w** Rul~ **!71!-~,** pa-12, an~ 1~7 ~"~~f~~ ~~~ **~c;\_~111~** ~ *q~* !~~ | FILING FOR THE PERIOD BEGINNING ___ 1I_1!20_2_ | ___<br>1 | AND ENDING ___ 1 | 2l3_l_l2_02_1 __<br>_ | | | | |-----------------------------------------------------------------------------------|------------------------------------------------------------|------------------|--------------------------------------------|--|--|--| | | MM/DD/YY | | MM/DD/YY | | | | | A. REGISTRANT IDENTIFICATION | | | | | | | | NAME OF FIRM:<br>Prevail Capital LLC | | | | | | | | TYPE OF REGISTRANT (check all applicable boxes): | | | | | | | | lxl Broker-dealer<br>D Check here if respondent is also an OTC derivatives dealer | D Security-based swap dealer | | 0 Major security-based swap participant | | | | | ADDRESS OF PRINOPAL PLACE OF BUSINESS: (Do not use a P.O. box no.) | | | | | | | | 89 Silver Oaks Circle #5103 | | | | | | | | | (No. and Street) | | | | | | | Naples | | FL | 34119 | | | | | (City) | (State) | | (Zip Code) | | | | | PERSON TO CONTACT WITH REGARD TO THIS FILING | | | | | | | | Alex Mack | 917-923-1478 | | amack@prevailcapital.com | | | | | (Name) | (Area Code - Telephone Number) | | (Email Address) | | | | | | B. ACCOUNTANT IDENTIFICATION | | | | | | | INDEPENDENT PUBLIC ACCOUNTANT whose reports an~ contained in this filing* | | | | | | | | Michael Coglianese CPA, P.C. | | | | | | | | | (Name - if Individual, state last, first, and middle name) | | | | | | | 125 E Lake Street #303 | Bloomingdale | IL | 60108 | | | | | (Address) | (City) | | (State)<br>(Zip Code) | | | | | 10/20/2009 | | | 3874 | | | | | (Date of Re "stration with PCAOB if a | licable | | PCAOB R istration Number, if a<br>licable) | | | | | | FOR OFFIOAL USE ONLY | | | | | | • Oaims for exemption from the requirement that the annual reports **be** covered by the reports of an independent public accountant must be supported by a statement of facts and circumstances relied on as the basis of the exemption. See 17 CFR 240.17a-S(e)(ll(ii), if applicable…Read the full text as markdown