Full text of PREVAIL CAPITAL LLC's X-17A-5 filed 2021-03-12 (period 2020-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ | UNITEDSTATE | |----------------------------------| | ANDEX HANGE OMMI<br>ION<br>URJTI | | . 20549<br>Wa hin gtoo, D. | 0MB APPROVAL 0MB Number 3235-0123 Expire<sup>s</sup>August 31, 2020 Es timated average burden hours per response.. . . 12 00 ## **ANNUAL AUDITED REPORT FORM X-17A-5 PART** Ill | SEC FILE NUMBER | |-----------------| | 8-67378 | #### **FACING PAG E Information Required of Brokers and Dealers Pursuant to Section J** 7 **of the Securities Exchange Act of 1934 and Rule l 7a-5 Thereunder** | R - PORT FOR THE PERIOD BEGfNNfNG ____ ~0~l/~0~ln=02=0'--__ AND ENDING ___ --'-' 12/ e:e.,,_3 l""fl"'"'0'-"2~0 ___ _ | | | | | |--------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------|---------------------------------------------------------------------------|------------------------------------|---------------------------------|--| | | MM/DDNY | | MM/DDN Y | | | | A. REGISTRANT IDENTIFICATION | | | | | Prevail Capital LLC<br>NAM E OF BROKER-DEALER:<br>ADORE S OF PRINCIPAL PLACE OF BUSINESS: (Do not use P.O. Box No.) | | OFFICIAL USE ONLY<br>FIRM I.D. NO. | | | | | | | | | | | (No. and Street) | | | | | Naples | FL | | 34110 | | | (City) | (State) | | (Zip Code) | | | NAM E AND TELEPHONE NUMBER OF PERSON TO CONTACT IN REGARD TO Tl-OS REPORT | | | | | | Alex Mack | | | 917-923-1478 | | | | | | (Area Code - Telephone Numbe r) | | | | B. ACCOUNTANT IDENTfFICATION | | | | | Michael Coglianese CPA P c | (Name - ifindivlduot. Jtot• taJt, jirJt, middt, nom, )<br>Bloomin<br>dale | IL | 60108 | | | Lake<br>Street<br>#303<br>125<br>E<br>(Address) | (City) | | (Zip Code) | | | CH ECK ONE:<br>Certified Public Accountant<br>■<br>D<br>Public Accountant<br>□ Accountant not resident In United States or any of Its possessions. | | | | | | | FOR OFFICIAL USE ONLY | | | | | | | | | | | • /alms for exemption from the requirement that the annual report be covered by the opinion of an independent public accountant<br>must be supported IJy a statement of facts and circumstances relied on as the basis for the | | | | | {1}------------------------------------------------ #### **OATH OR AFFIRMATION** 1, Li Hulme swear (or affi rm) that, to the best of my knowledge and belief the accompanying financial statement and supporting schedules pertaining to the firm of Pr…Read the full text as markdown