Full text of FAP USA, L.P.'s X-17A-5 filed 2021-06-30 (period 2021-03-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ Financial Statements and Supplemental Schedules Pursuant to Rule 17a-5 under the Securities Exchange Act of 1934 March 31, 2021 (confidential treatment requested) {1}------------------------------------------------ Intentionally Blank {2}------------------------------------------------ # **Table of Contents** | | Page(s) | |------------------------------------------------------------------------------------------------------------------------------------|---------| | Facing Page to Form X-17A-5 | 1 | | Affirmations<br>of Principal Officers | 2-3 | | Report of Independent Registered Public Accounting Firm | 4-5 | | Financial Statements: | | | Statement of Financial Condition | 6 | | Statement of Operations | 7 | | Statement of Changes in Partners' Equity | 8 | | Statement of Cash Flows | 9-10 | | Notes to Financial Statements | 11-19 | | Supplemental Schedules | | | Schedule<br>I –<br>Computation of Net Capital Under Rule<br>15c3-1<br>of the Securities and Exchange<br>Commission | 21 | | Schedule II<br>–<br>Computation for<br>Determination of Customer Account Reserve<br>of Brokers and<br>Dealers<br>Under Rule 15c3-3 | 22 | | Schedule III –<br>Information relating to Possession or<br>Control Requirements under Rule 15c3-3 | 23 | {3}------------------------------------------------ UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 OMB APPROVAL OMB Number: 3235-0123 Expires: October 31, 2023 Estimated average burden hours per response….12.00 # **ANNUAL AUDITED REPORT FORM X-17A-5 PART III** | SEC FILE NUMBER | | |-----------------|--| | 8-67758 | | **FACING PAGE** # **Information Required of Brokers and Dealers Pursuant to Section 17 of the Securities Exchange Act of 1934 and Rule 17a-5 Thereunder** | REPORT FOR THE PERIOD BEGINNING | 04/01/20 | | AND ENDING _______03/31/21____________ | |--------------------------------------------------------------------------|---------------------------------------------------------|---------------|----------------------------------------| | | MM/DD/YY | | MM/DD/YY | | | A. REGISTRANT IDENTIFICATION | | | | NAME OF BROKER-DEALER: FAP USA, L.P. | | | OFFICIAL USE ONLY | | ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use P.O. Box No.) | | FIRM I.D. NO. | | | 461 Fifth Avenue,<br>14th Floor | | | | | | (No. and Street) | | | | New York | New York | | 10017 | | (City) | (State) | | (Zip Code) | | NAME AND TELEPHONE NUMBER OF PERSON TO CONTACT IN REGARD…Read the full text as markdown