Full text of FAP USA, L.P.'s X-17A-5 filed 2026-06-22 (period 2026-03-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ Financial Statements and Supplemental Schedules Pursuant to Rule 17a-5 under the Securities Exchange Act of 1934 March 31, 2026 (confidential treatment requested) {1}------------------------------------------------ Intentionally Blank {2}------------------------------------------------ ### Table of Contents | | Page(s) | |--------------------------------------------------------------------------------------------------------|---------| | Facing Page to Form X-17A-5 | 1-2 | | Affirmations of Principal Officers | 3-6 | | Report of Independent Registered Public Accounting Firm | 7-8 | | Financial Statements: | | | Statement of Financial Condition | 9 | | Statement of Operations | 10 | | Statement of Changes in Partners' Equity | 11 | | Statement of Cash Flows | 12-13 | | Notes to Financial Statements | 14-23 | | | | | Supplemental Schedules | | | Schedule I – Computation of Net Capital Under Rule 15c3-1 of the Securities and Exchange<br>Commission | 25 | Schedule II – Computation for Determination of Customer Account Reserve of Brokers and Dealers Under Rule 15c3-3 26 Schedule III – Information relating to Possession or Control Requirements under Rule 15c3-3 27 #### Other Matters | Schedule IV – Exemption report in accordance with 17 CFR 240.17a-5 | 29 | |-----------------------------------------------------------------------------------------|----| | Schedule V – Report of Independent Registered Public Accounting Firm on FAP USA, L.P.'s | | | Exemption Report | 30 | {3}------------------------------------------------ ## UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 # ANNUAL AUDITED REPORT FORM X-17A-5 PART III OMB APPROVAL OMB Number: 3235-0123 Expires: October 31, 2025 Estimated average burden hours per response…. 12.00 | SEC FILE NUMBER | | |-----------------|--| | 8-67758 | | FACING PAGE Information Required Pursuant to Rules 17a-5, 17a-12, and 18a-7 under the Securities Exchange Act of 1934 | REPORT FOR THE PERIOD BEGINNING | 04/01/25 | | AND ENDING _______ 03/31/26 ____________ | |---------------------------------------------------------------------|------------------------------|---------|------------------------------------------| | | MM/DD/YY | | MM/DD/YY | | | A. REGISTRANT IDENTIFICATION | | | | NAME OF FIRM: FAP USA, L.P. | | | | | TYPE OF REGISTRANT (check all applicable boxes): | | | | | ☐■<br>Broker-dealer | ☐ Security-based swap dealer | | ☐ Major security-based swap…Read the full text as markdown