Full text of FAP USA, L.P.'s X-17A-5 filed 2023-08-15 (period 2023-03-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ | | UNITED STATES | | 0MB APPROVAL | | |-----------------------------------------------------------------------------------------------------------|--------------------------------|-------------------------------|-------------------------------------------------------|--| | SECURITIES AND EXCHANGE COMMISSION<br>Washington, D.C. 20549 | | 0MB Number:<br>3235-0123 | | | | | | October 31 , 2023<br>Expires: | | | | | ANNUAL AUDITED REPORT | | Estimated average burden<br>hours per response 12.00 | | | | FORM X-17A-5 | | | | | | PART Ill | | SEC FILE NUMBER | | | | | | 8-67758 | | | | FACING PAGE | | | | | Information Required Pursuant to Rules 17a-S, 17a-1Z, and 18a-7 under the Securities Exchange Act of 1934 | | | | | | REPORT FOR THE PERIOD BEGINNING | __<br>____<br>0~4/~0_1_/2_2 | AND ENDING | __<br>03/31/23 | | | MM/00/YY | | MM/00/YY | | | | | A. REGISTRANT IDENTIFICATION | | | | | NAME OF FIRM: FAP USA, L.P. | | | | | | | | | | | | TYPE OF REGISTRANT (check all applicable boxes): | | | | | | | | | | | | El Broker-dealer | Security-based swap dealer | | Major security-based swap participant | | | 0 Check here if respondent is also an OTC derivatives dealer | | | | | | | | | | | | | | | | | | ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use a P.O. box no.) | | | | | | 461 Fifth Avenue, 14th Floor | | | | | | | | | | | | | (No. and Street) | | | | | New York | | NY | 10017 | | | (City) | | (State) | (Zip Code) | | | | | | | | | PERSON TO CONTACT WITH REGARD TO THIS FILING | | | | | | Caroline Mary Weir | 646 582 5894 | | cweir@firstavenue.com | | | (Name) | (Area Code - Telephone Number) | (Email Address) | | | {1}------------------------------------------------ INDEPENDENT PUBLIC ACCOUNTANT whose reports are contained in this filing\* # BDO USA, P.A. | | (Name -if individual, state last, first, and middle name) | | | |--------------------------------------------------|-----------------------------------------------------------|---------|------------| | 100 Park Avenue | New York | NY | 10017 | | (Address) | (City) | (State) | {Zip Code) | | 10/08/2003 | | 243 | | | (Date of Registration with PCAOBl(if applicable) | (PCAOB Registration Number, if applicable} | | | ### **FOR OFFICIAL USE ONLY** • Claims for exemption from the requirement that the annual reports be covered by the reports of an independent public accountant must be supported by a statement of facts and circumstances relied on as the basis o…Read the full text as markdown