Full text of FAP USA, L.P.'s X-17A-5 filed 2024-06-26 (period 2024-03-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ | | UNITED STATES | | OMB APPROVAL | |---------------------------------------------------------------------|-----------------------------------------------------------------------------------------------------------|-----------------|----------------------------------------------------------| | | SECURITIES AND EXCHANGE COMMISSION | | | | | Washington, D.C. 20549 | | Expires:<br>October 31, 2024<br>Estimated average burden | | | | | hours per response…. | | | ANNUAL AUDITED REPORT | | 12.00 | | | FORM X-17A-5 | | | | | PART III | | SEC FILE NUMBER | | | | | 8-67758 | | | FACING PAGE | | | | | Information Required Pursuant to Rules 17a-5, 17a-12, and 18a-7 under the Securities Exchange Act of 1934 | | | | REPORT FOR THE PERIOD BEGINNING | 04/01/23 | | AND ENDING _______ 03/31/24 ____________ | | | MM/DD/YY | | MM/DD/YY | | | | | | | | A. REGISTRANT IDENTIFICATION | | | | NAME OF FIRM: FAP USA, L.P. | | | | | | | | | | | | | | | TYPE OF REGISTRANT (check all applicable boxes): | | | | | | | | | | տŶ Broker-dealer | տ Security-based swap dealer | | տ Major security-based swap participant | | ܆ Check here if respondent is also an OTC derivatives dealer | | | | | | | | | | | | | | | | | | | | ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use a P.O. box no.) | | | | | | | | | | 461 Fifth Avenue, 14th Floor | | | | | | (No. and Street) | | | | | | | | | New York | | NY | 10017 | | | | | | | (City) | | (State) | (Zip Code) | | | | | | | PERSON TO CONTACT WITH REGARD TO THIS FILING | | | | | | | | | | | | | | | Lydia Plant | 646 582 5894 | | lplant@firstavenue.com | | (Name) | (Area Code – Telephone Number) | (Email Address) | | {1}------------------------------------------------ # *B. ACCOUNTANT IDENTIFICATION* INDEPENDENT PUBLIC ACCOUNTANT whose reports are contained in this filing\* # BDO USA, P.C. | 200 Park Avenue | New York | (Name – if individual, state last, first, and middle name)<br>NY | | 10166 | |--------------------------------------------------|----------|------------------------------------------------------------------|--|------------| | (Address) | (City) | (State) | | (Zip Code) | | 10/08/2003 | | 243 | | | | (Date of Registration with PCAOB)(if applicable) | | (PCAOB Registration Number, if applicable) | | | **ONLY** \* Claims for exemption from the requirement that the annual reports be covered by the reports of an independent public accountant must be supported by a statement of facts and ci…Read the full text as markdown