Full text of FAP USA, L.P.'s X-17A-5 filed 2025-06-30 (period 2025-03-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 ## ANNUAL AUDITED REPORT FORM X-17A-5 PART III OMB APPROVAL OMB Number: 3235-0123 Expires: October 31, 2025 Estimated average burden hours per response….12.00 | SEC FILE NUMBER | |-----------------| | 8-67758 | FACING PAGE | Information Required Pursuant to Rules 17a-5, 17a-12, and 18a-7 under the Securities Exchange Act of 1934 | | | | | | |-----------------------------------------------------------------------------------------------------------|--------------------------------|------------------------------------|-----------------|----------------------------------------|--| | REPORT FOR THE PERIOD BEGINNING | | 04/01/24<br>AND ENDING<br>MM/DD/YY | | 03/31/25<br>MM/DD/YY | | | | | A. REGISTRANT IDENTIFICATION | | | | | NAME OF FIRM: FAP USA, L.P. | | | | | | | TYPE OF REGISTRANT (check all applicable boxes): | | | | | | | - Broker-dealer | _Security-based swap dealer | | | □Major security-based swap participant | | | □ Check here if respondent is also an OTC derivatives dealer | | | | | | | ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use a P.O. box no.) | | | | | | | 461 Fifth Avenue, 14th Floor | | | | | | | | | (No. and Street) | | | | | New York | | | NY | 10017 | | | (City) | | | (State) | (Zip Code) | | | PERSON TO CONTACT WITH REGARD TO THIS FILING | | | | | | | Lydia Plant | 646 582 5894 | | | lplant@firstavenue.com | | | (Name) | (Area Code - Telephone Number) | | (Email Address) | | | {1}------------------------------------------------ ## B. ACCOUNTANT IDENTIFICATION INDEPENDENT PUBLIC ACCOUNTANT whose reports are contained in this filing\* ## BDO USA, P.C. | (Name - if individual, state last, first, and middle name) | | | | | | | |------------------------------------------------------------|--------------------------------------------|---------|------------|--|--|--| | 200 Park Avenue | New York | NY | 10166 | | | | | (Address) | (City) | (State) | (Zip Code) | | | | | 10/08/2003 | | 243 | | | | | | (Date of Registration with PCAOB)(if applicable) | (PCAOB Registration Number, if applicable) | | | | | | | | | | FOR OFFICIAL USE | | | | |--|--|--|------------------|--|--|--| | | | | | | | | \* Claims for exemption from the requirement that the annual reports of an independent public accountant must be supported by a statement of facts and circumstances relied on as the basis of the exemption. See 17 CFR 240.17a-5(e)(1)…Read the full text as markdown