Full text of PENSERRA SECURITIES, LLC's X-17A-5 filed 2022-02-28 (period 2021-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------  # Report of Independent Registered Public Accounting Firn and Financial Statements Penserra Securities LLC SEC ID. NO 8-67773 **Year Ended December 31, 2021**  {1}------------------------------------------------ #### **UNITED STATES** 0MB APPROVAL **SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549** ## **ANNUAL REPORTSFORM X-17A-5 PART** III | 0MB Number: 3235-0123 | |--------------------------| | Expires: Oct. 31, 2023 | | Estimated average burden | | hours per response: 12 | | | | SEC FILE NUMBER | 8-67773 **FACING PAGE Information Required Pursuant to Rules 17a-5, 17a-12, and 18a-7 under the Securities Exchange Act of 1934** | FILING FOR THE PERIOD BEGINNING | | -----------<br>01/01/2021<br>MMID D NY | AND ENDING | ---------<br>12/31/2021<br>MMIDDNY | |---------------------------------------------------------------------------------------|----------------------------|----------------------------------------------------|-------------------------------------------|------------------------------------| | REGISTRANT IDENTIFICATION | | | | | | NAME OF FIRM: PENSERRA SECURITIES LLC | | | | | | | | | | | | TYPE OF REGISTRANT (check all applicable boxes): | | | | | | IX I<br>Broker-dealer<br>□ Check here if respondent is also an OTC derivatives dealer | Security-based swap dealer | | Major security-based swap participant | | | | | | | | | ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use a P.O. box no.) | | | | | | 4 ORINDA WAY, SUITE 100-A | | | | | | | | (No. and Street) | | | | ORINDA | | CA | | 94563 | | (City) | | (State) | | (Zip Code) | | PERSON TO CONTACT WITH REGARD TO TIDS FILING<br>JORGE MADRIGAL | 925-594-5001 | | GEORGE.MADRIGAL@PENSERRA.COM | | | (Name) | | (Area Code - Telephone Number) | (Email Address) | | | | | B. ACCOUNTANT IDENTIFICATION | | | | | | | | | | INDEPENDENT PUBLIC ACCOUNTANT whose reports are contained in this filing* | | | | | | MOSS ADAMS LLP | | | | | | | (Name- | if individual, state last, first, and middle name) | | | | | | SAN FRANCISCO | CA | 94105 | | 101 SECOND STREET | | | | | | (Address) | | (City) | (State) | (Zip Code) | | (Date of Registration with PCAOB)(if applicable)<br>I | | | (PCAOB Registration Number, if applicable | | \* *Claims for exemption from the requirement that the annual reports be covered by the reports of an independent public nrrn11ntnnt mu.of hP. .011nnnrtP.d hv n .otntP.mP.nt nf…Read the full text as markdown