Full text of PENSERRA SECURITIES, LLC's X-17A-5 filed 2024-02-29 (period 2023-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ # PENSERRA # REPORT OF INDEPENDENT REGISTERED PUBLIC Accounting Firm and Financial Statements # 2023 Penserra Securities LLC SEC ID NO 8-67773 Year Ended December 31, 2023 PUBLIC DOCUMENT Filed pursuant to Rule 17a-15(e)(3) {1}------------------------------------------------ ## UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 # ANNUAL REPORTS FORM X-17A-5 PART III | OMB APPROVAL | |-------------------------------------------------------------------------------------------------------| | OMB Number: 3235-0123<br>Expires: Oct. 31, 2023<br>Estimated average burden<br>hours per response: 12 | | SEC FILE NUMBER | | 8-67773 | ## FACING PAGE Information Required Pursuant to Rules 17a-5, 17a-12, and 18a-7 under the Securities Exchange Act of 1934 | FILING FOR THE PERIOD BEGINNING | | 01/01/2023<br>MM/DD/YY | AND ENDING | 12/31/2023<br>MM/DD/YY | |--------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------|------------------------------------------------------------|--------------------------------|---------------------------------------|--------------------------------------------| | REGISTRANT IDENTIFICATION | | | | | | NAME OF FIRM: PENSERRA SECURITIES LLC | | | | | | TYPE OF REGISTRANT (check all applicable boxes):<br>X Broker-dealer<br>Check here if respondent is also an OTC derivatives dealer | Security-based swap dealer | | Major security-based swap participant | | | ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use a P.O. box no.) | | | | | | 4 ORINDA WAY, SUITE 100-A | | | | | | | | (No. and Street) | | | | ORINDA | | CA | | 94563 | | (City) | | (State) | | (Zip Code) | | JORGE MADRIGAL<br>(Name) | 925-594-5001 | (Area Code – Telephone Number) | (Email Address) | GEORGE.MADRIGAL@PENSERRA.COM | | | B. | | ACCOUNTANT IDENTIFICATION | | | INDEPENDENT PUBLIC ACCOUNTANT whose reports are contained in this filing*<br>MOSS ADAMS LLP | | | | | | | (Name – if individual, state last, first, and middle name) | | | | | 14555 DALLAS PARKWAY, SUITE 300 | | DALLAS | TX | 75204 | | (Address) | | (City) | (State) | (Zip Code) | | 10/16/2003 | | | 659 | | | (Date of Registration with PCAOB)(if applicable) | | | | (PCAOB Registration Number, if applicable) | | | FOR<br>OFFICIAL | USE<br>ONLY | | | | * Claims…Read the full text as markdown