Full text of PENSERRA SECURITIES, LLC's X-17A-5 filed 2023-02-28 (period 2022-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ # PENSERRA Report of Independent Registered Public Accounting Firm and Financial Statements 2022 > Penserra Securities LLC SEC ID NO 8-67773 Year Ended December 31, 2022 PUBLIC DOCUMENT Filed pursuant to Rule 17a-5(e)(3) {1}------------------------------------------------ ### UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 # FORM X-17A- | UNITED STATES | OMB APPROVAL<br>OMB Number: 3235-0123 | |------------------------------------|---------------------------------------| | Washington, D.C. 20549 | Expires: Oct. 31, 2023 | | SECURITIES AND EXCHANGE COMMISSION | Estimated average burden | | REPOR | hours per response: 12 | | FORM X-17A | SEC FILE NUMBER | | ANNUAL<br>5 PART<br>III | 8-67773 | | | | | FACING PAGE | | | | | ### FACING PAGE | Information Required Pursuant to Rules 17a-5, 17a-12, and 18a-7 under the Securities Exchange Act of 1934 | | FACING PAGE | | | |---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------|------------------------------------------------------------|-------------------------------------------|---------------------------------------|-----------------------------------------------| | FILING FOR THE PERIOD BEGINNING | | 01/01/2022<br>MM/DD/YY | AND ENDING | 12/31/2022<br>MM/DD/YY | | A.<br>REGISTRANT IDENTIFICATION | | | | | | NAME OF FIRM: PENSERRA SECURITIES LLC | | | | | | TYPE OF REGISTRANT (check all applicable boxes):<br>X Broker-dealer<br>Check here if respondent is also an OTC derivatives dealer<br>ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use a P.O. box no.) | Security-based swap dealer | | Major security-based swap participant | | | 4 ORINDA WAY, SUITE 100-A | | | | | | | | (No. and Street) | | | | ORINDA | | CA | | 94563 | | (City)<br>PERSON TO CONTACT WITH REGARD TO THIS FILING<br>JORGE MADRIGAL<br>(Name) | 925-594-5001 | (State)<br>(Area Code – Telephone Number) | (Email Address) | (Zip<br>Code)<br>GEORGE.MADRIGAL@PENSERRA.COM | | | B. | ACCOUNTANT IDENTIFICATION | | | | INDEPENDENT PUBLIC ACCOUNTANT whose reports are contained in thi…Read the full text as markdown