Full text of PENSERRA SECURITIES, LLC's X-17A-5 filed 2025-03-03 (period 2024-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ # PENSERRA REPORT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM AND FINANCIAL STATEMENTS > Penserra Securities LLC SEC ID NO 8-67773 Year Ended December 31, 2024  PUBLIC DOCUMENT Filed pursuant to Rule 17-a-15(e)(3) {1}------------------------------------------------ # ANNUAL REPORTS FORM X-17A-5 | UNITED<br>STATES | OMB<br>APPROVAL | | |-----------------------------------------------------------------------------|-------------------------------------------------------------------------------------------------------------|--| | SECURITIES<br>AND<br>EXCHANGE<br>COMMISSION<br>Washington,<br>D.C.<br>20549 | OMB<br>Number: 3235-0123<br>Expires: Oct. 31, 2024<br>Estimated average burden<br>hours per response:<br>12 | | | ANNUAL REPORTS | SEC<br>FILE NUMBER | | | FORM X-17A-5<br>PART<br>III | 8-67773 | | | FACING<br>PAGE | | | | | | | | MOSS ADAMS LLP<br>14555 DALLAS PARKWAY, SUITE 300<br>(Address)<br>10/16/2003 | DALLAS<br>(City) | TX<br>(State)<br>659 | 75204<br>(Zip Code) | |-------------------------------------------------------------------------------------------|--------------------------------------------------------------------------------|-------------------------|----------------------------------------------------| | | | | | | | | | | | | | | | | | (Name – if individual, state<br>last, | first, and middle name) | | | INDEPENDENT<br>PUBLIC | ACCOUNTANT<br>whose reports are | contained<br>in<br>this | filing* | | | ACCOUNTANT<br>B. | IDENTIFICATION | | | | | | | | JORGE MADRIGAL<br>(Name) | 925-594-5001<br>(Area Code – Telephone Number) | (Email<br>Address) | GEORGE.MADRIGAL@PENSERRA.COM | | PERSON TO CONTACT | WITH<br>REGARD TO<br>THIS<br>FILING | | | | (City) | (State) | | (Zip Code) | | ORINDA | CA | | 94563 | | | (No. and Street) | | | | Check here<br>if respondent is<br>ADDRESS<br>OF<br>PRINCIPAL<br>4 ORINDA WAY, SUITE 100-A | also<br>an<br>OTC<br>derivatives<br>dealer<br>PLACE OF<br>BUSINESS:<br>(Do not | use a<br>P.O. box | no.) | | TYPE<br>OF<br>REGISTRANT<br>X Broker-dealer | (check<br>all<br>applicable<br>boxes):<br>Security-based<br>swap<br>dealer | Major<br>security-based | swap participant | | NAME | OF FIRM: PENSERRA SECURITIES LLC | | | | REGISTRANT | IDENTIFICATION | | | | FILING FOR<br>THE PERIOD BEGINNING | 01/01/2024<br>MM/DD/YY | AND<br>ENDING | 12/31/2024<br>MM/DD/YY | | | | | | | Information<br>Required Pursuant to | FACING<br>PAGE<br>Rules<br>17a-5,<…Read the full text as markdown