PENSERRA SECURITIES, LLC X-17A-5 (2026-03-02) — Broker-dealer annual report

Full text of PENSERRA SECURITIES, LLC's X-17A-5 filed 2026-03-02 (period 2025-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.

Document text (excerpt)

{0}------------------------------------------------ # PENSERRA 2025 # Report of Independent Registered Public Accounting Firm and Financial Statements ![](_page_0_Picture_2.jpeg) Penserra Securities LLC SEC ID NO 8-67773 Year Ended December 31, 2025 PUBLIC DOCUTMENT Filed pursuant ro Rule 17-a-15(e)(3) {1}------------------------------------------------ #### **UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549** ### **ANNUAL REPORTS FORM X-17A-5 PART III** | OMB APPROVAL | |--------------------------| | OMB Number: 3235-0123 | | Expires: Nov 30, 2026 | | Estimated average burden | | hours per response: 12 | | | | SEC FILE NUMBER | | 8-67773 | #### **FACING PAGE** **Information Required Pursuant to Rules 17a-5, 17a-12, and 18a-7 under the Securities Exchange Act of 1934** | | FILING FOR THE PERIOD BEGINNING | 01/01/2025<br>MM/DD/YY | AND ENDING | 12/31/2025<br>MM/DD/YY | |--------------------------------------------------------------------------------------------------|---------------------------------|------------------------------------------------------------|--------------------------------------------|------------------------| | REGISTRANT IDENTIFICATION | | | | | | NAME OF FIRM: PENSERRA SECURITIES LLC | | | | | | TYPE OF REGISTRANT (check all applicable boxes): | | | | | | X Broker-dealer<br>܆ Check here if respondent is also an OTC derivatives dealer | տ Security-based swap dealer | | տ Major security-based swap participant | | | ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use a P.O. box no.) | | | | | | 4 ORINDA WAY, SUITE 100-A | | | | | | | | (No. and Street) | | | | ORINDA | | CA | | 94563 | | (City) | | (State) | | (Zip Code) | | | | | | | | PERSON TO CONTACT WITH REGARD TO THIS FILING<br>JORGE MADRIGAL | 312-801-9796 | | GEORGE.MADRIGAL@PENSERRA.COM | | | (Name) | | (Area Code – Telephone Number) | (Email Address) | | | | B. | ACCOUNTANT IDENTIFICATION | | | | INDEPENDENT PUBLIC ACCOUNTANT whose reports are contained in this filing*<br>BAKER TILLY US, LLP | | | | | | | | (Name – if individual, state last, first, and middle name) | | | | 14555 DALLAS PARKWAY, SUITE 300 | | DALLAS | TX | 75204 | | (Address) | | (City) | (State) | | | 10/22/2003 | | | 23 | | | (Date of Registration with PCAOB)(if applicable) | | FOR OFFICIAL USE ONLY | (PCAOB Registration Number, if applicable) | (Zip Code) | *\* Claims for exemption from the requirement that the annual reports be covered by the reports of an independent public accountant…

Read the full text as markdown

Other filings by this registrant

Original filing on SEC EDGAR (source of record)