SPARTAN CAPITAL SECURITIES, LLC X-17A-5 (2018-03-29) — Broker-dealer annual report

Full text of SPARTAN CAPITAL SECURITIES, LLC's X-17A-5 filed 2018-03-29 (period 2017-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.

• Company: SPARTAN CAPITAL SECURITIES, LLC
• Form: X-17A-5
• Filed: 2018-03-29
• Period: 2017-12-31
• Accession: 0001423881-18-000002
• CIK: 1423881
• File #: 8-67801
• Material weakness: No
• Auditor: PKF O'Connor Davies, LLP
• Auditor location: New York, NY
• Contact: Lee J. MacLeod
• Phone: 716-799-5700
• Signed by: John D. Lowry (CEO)

Document text (excerpt)

X-17A-5 0001423881 XXXXXXXX LIVE false false true 01-01-2017 12-31-2017 Broker-dealer N SPARTAN CAPITAL SECURITIES, LLC 45 BROADWAY 9TH FLOOR NEW YORK NY 10006 Lee J. MacLeod 716-799-5700 PKF O'Connor Davies, LLP 665 Fifth Avenue New York NY 10022 Certified Public Accountant John D. Lowry SPARTAN CAPITAL SECURITIES, LLC 12-31-2017 John D. Lowry CEO Y

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