Full text of SPARTAN CAPITAL SECURITIES, LLC's X-17A-5 filed 2023-06-07 (period 2022-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ #### **ANNUAL REPORT** **DECEMBER 31, 2022** {1}------------------------------------------------ | ANNUAL REPORTS | | |----------------|--| | FORM X-17A-5 | | | OMB APPROVAL | |---------------------------| | OMB Number: 3235-0123 | | Expires: Oct. 31, 2023 | | Estimated average burden | | 12<br>hours per response: | | | | and her has a frequence of the former of the best been been the | | |-----------------------------------------------------------------|--| | 8-67801 | | | | (No. and Street) | | |----------------------------------------------|---------------------------------------------------------------------------|-----------------------------| | New York | NY | 10006 | | (City) | (State) | (Zip Code) | | PERSON TO CONTACT WITH REGARD TO THIS FILING | | | | Kim Monchik | 212-293-4245 | kmonchik@spartancapital.com | | (Name) | (Area Code - Telephone Number) | (Email Address) | | | B. ACCOUNTANT IDENTIFICATION | | | | | | | Doconfiold and Company DII | INDEPENDENT PUBLIC ACCOUNTANT whose reports are contained in this filing* | | | | (Name - if individual, state last, first, and middle name) | | | |--------------------------------------------------|------------------------------------------------------------|---------|------------| | One Penn Plaza, 250 W 34th Street, 1705 | New York | | 10119 | | (Address) | (City) | (State) | (Zip Code) | | 12/17/2013 | | 5905 | | | (Date of Registration with PCAOB)(if applicable) | (PCAOB Registration Number, if applicable) | | | | | FOR OFFICIAL USE ONLY | | | {2}------------------------------------------------ | | John D. Lowry | swear (or affirm) that, to the best of my knowledge and belief, the | | |--------------------------------------------------------------------------------------------------------------------------------------------------------------------------------|-------------------------------------------------------------|-------------------------------------------------------------------------------------------------------------------------------------|--| | | 12/31 | tinancial report pertaining to the firm of Spartan Capital Securities, LLC<br>2022 | | | | | partner, officer, director, or equivalent person, as the case may be, has any proprietary interest in any account classified solely | | | | as that of a customer. | | | | | | | | | | ubscribed and sworp before me | Signature: | | | This ____________________________________________________________…Read the full text as markdown