Full text of SPARTAN CAPITAL SECURITIES, LLC's X-17A-5 filed 2025-05-27 (period 2024-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ ### ANNUAL REPORT DECEMBER 31, 2024 {1}------------------------------------------------ UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 OMB APPROVAL OMB Number: 3235-0123 Expires: Nov. 30, 2026 Estimated average burden hours per response: 12 # ANNUAL REPORTS FORM X-17A-5 PART III FACING PAGE SEC FILE NUMBER 8-67801 MM/DD/YY Information Required Pursuant to Rules 17a-5, 17a-12, and 18a-7 under the Securities Exchange Act of 1934 AND ENDING\_12/31/24 filing for the period beginning 01/01/24 MM/DD/YY A. REGISTRANT IDENTIFICATION # NAME OF FIRM: Spartan Capital Securities LLC TYPE OF REGISTRANT (check all applicable boxes): 回 Broker-dealer □ Check here if respondent is also an OTC derivatives dealer ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use a P.O. box no.) # 45 Broadway, 19th Floor | | (No. and Street) | | |----------------------------------------------|---------------------------------------------------------------------------|-----------------------------| | New York | NY | 10006 | | (City) | (State) | (Zip Code) | | PERSON TO CONTACT WITH REGARD TO THIS FILING | | | | Maurice Dacosta | 212-293-4225 | mdacosta@spartancapital.com | | (Name) | (Area Code - Telephone Number) | (Email Address) | | | B. ACCOUNTANT IDENTIFICATION | | | | INDEPENDENT PUBLIC ACCOUNTANT whose reports are contained in this filing™ | | | Rosenfield and Company, PLLC | | | | | (Name - if individual, state last, first, and middle name) | | | One Penn Plaza, 250 W 34th Street, 1705 New York | NY | 10119 | |---------------------------------------------------|---------|--------------------------------------------| | (City) | (State) | (Zip Code) | | | 5905 | | | (Date of Registration with PCAOB)(if applicable) | | (PCAOB Registration Number, if applicable) | | | | | | | | FOR OFFICIAL USE ONLY | \* Claims for exemption from the requirement that the annual reports of an independent public accountant must be supported by a statement of facts and circumstances relied on as the basis of the exemption. See 17 CFR 240.17a-5(e)(1)(ii), if applicable. Persons who are to respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. {2}------------------------------------------------  ### OATH OR AFFIRMATION | Maurice Dacosta | , swear (or affirm) that, to the best of my knowledge and belief, the |…Read the full text as markdown