Full text of SPARTAN CAPITAL SECURITIES, LLC's X-17A-5 filed 2026-04-16 (period 2025-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ #### ANNUAL REPORT DECEMBER31,2025 {1}------------------------------------------------ UNITED STATES SECURmES AND EXCHANGE COMMISSION Washington, D.C. 20549 # ANNUAL REPORTS FORM X-17A-S **PART** Ill | 0MB Number. 323S-0123 | |--------------------------| | Expires: Nov. 30, 2026 | | Estimated average burden | | hours per response: 12 | | SEC FILE NUMBER | |-----------------| | 8-67801 | | | | | **FACING PAGE** Information Required Pursuant to Rules 17a-5, 17a-1Z, and 18a-7 under the Securities Exchange Act of 1934 FILING FOR THE PERIOD BEGINNING 01/01/25 AND ENDING 12/31 /25 MM/00/YV MM/DD/VY **A. REGISTRANT IDENTIFICATION** NAME oF FIRM: Spartan Capital Securities LLC TYPE OF REGISTRANT (check all applicable boxes): Iii Broker-deafer □ Secµrity-based swap dealer □ Major security-based swap participant □ Check here if respondent Is also an OTC derivatives dealer ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use **a P** .0. box no.) # 45 Broadway, 19th Floor | | (No. and Street) | | |----------------------------------------------|---------------------------------------------------------------------------|-----------------------------| | New York | NY | 10006 | | (Clty) | (State) | (Zip Cede) | | PERSON TO CONTACT WITH REGARD TO THIS FILING | | | | Maurice Dacosta | 212-293-4225 | mdacosta@spartancapltal.com | | (Name) | (Area Code - Telephone Number) | (EmaU Address) | | | B. ACCOUNTANT IDENTIFICATION | | | | INDEPENDENT PUBLIC ACCOUNTANT whose reports are contained In this filing* | | | Rosenfield and Company, PLLC | | | | | (Name-if lndfvldual, state last, first, and mlddre name) | | | |--------------------------------------------------|----------------------------------------------------------|---------|-----------------------------------------| | One Penn Plaza, 250 W 34th Street, 1705 New York | | NY | 10119 | | (Address) | (City) | (State) | (Zip Code) | | 12/17/2013 | | 5905 | | | (Date of R<br>ration with PCAOB If applicable | | | (PCAOB R lstratlon Number, if a llcable | | | FOR OFFICIAL USE ONLY | | | | | | | | • Calms for exemption from the requirement that the annual reports be covered by the reports of an Independent public accountant must be supported by a statement of facts and drcumstances relied on as the basis of the exemption. See 17 CFR 240.17a-S(e)(l)(U), If applfcable. Persons who are to respond to the collection of Information contained In this form are not required to respond unle…Read the full text as markdown