SPARTAN CAPITAL SECURITIES, LLC X-17A-5 (2019-04-01) — Broker-dealer annual report

Full text of SPARTAN CAPITAL SECURITIES, LLC's X-17A-5 filed 2019-04-01 (period 2018-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.

• Company: SPARTAN CAPITAL SECURITIES, LLC
• Form: X-17A-5
• Filed: 2019-04-01
• Period: 2018-12-31
• Accession: 0001423881-19-000005
• CIK: 1423881
• File #: 8-67801
• Material weakness: No
• Auditor: PKF O'Connor Davies, LLP
• Auditor location: New York, NY
• Contact: Lee J. MacLeod
• Phone: 7167995700
• Signed by: John D. Lowry (CFO)

Document text (excerpt)

X-17A-5 0001423881 XXXXXXXX LIVE true false false 01-01-2018 12-31-2018 Broker-dealer N SPARTAN CAPITAL SECURITIES, LLC 45 BROADWAY 19TH FLOOR NEW YORK NY 10006 Lee J. MacLeod 7167995700 PKF O'Connor Davies, LLP 665 Fifth Avenue New York NY 10022 Certified Public Accountant John D. Lowry SPARTAN CAPITAL SECURITIES, LLC 12-31-2018 John D. Lowry CFO Y

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