SABADELL SECURITIES USA, INC. X-17A-5/A (2019-03-04) — Broker-dealer annual report

Full text of SABADELL SECURITIES USA, INC.'s X-17A-5/A filed 2019-03-04 (period 2018-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.

• Company: SABADELL SECURITIES USA, INC.
• Form: X-17A-5/A
• Filed: 2019-03-04
• Period: 2018-12-31
• Accession: 0001442140-19-000003
• CIK: 1442140
• File #: 8-67975
• Material weakness: No
• Auditor: PricewaterhouseCoopers LLP
• Auditor location: Miami, FL
• Contact: Steven Singer
• Phone: 561-784-8922
• Signed by: Virginia Labiste (President & CEO)

Document text (excerpt)

X-17A-5/A 0001442140 XXXXXXXX LIVE true false false 01-01-2018 12-31-2018 Broker-dealer N Auditor's Report on Exemption Report was dated incorrectly. SABADELL SECURITIES USA, INC. 1111 BRICKELL AVENUE, 30TH FLOOR 2 SOUTH BISCAYNE BLVD. MIAMI FL 33131 Steven Singer 561-784-8922 PricewaterhouseCoopers LLP 1441 Brickell Avenue Suite 1100 Miami FL 33131 Certified Public Accountant Virginia Labiste SABADELL SECURITIES USA, INC. 12-31-2018 none Virginia Labiste President & CEO Y

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Original filing on SEC EDGAR (source of record)